RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• W•••••• C•••••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 27, 2017 · Atlanta, Ga
- B••• I••••••••• S•••••••• I••• formerJan 31, 2011 to Mar 15, 2016 · Charlotte, Nc
- T•••• A•••••••• L•• formerFeb 9, 2010 to Jan 13, 2011 · Atlanta, Ga
- F•••• L••••• S••••••••• L•• unclassifiedJun 4, 2009 to Feb 5, 2010 · Helena, Al
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 1, 1998 to Feb 9, 2009 · Jacksonville, Fl
- B••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 15, 2016, registered Mar 27, 2017 (377 days) · Other
- T•••• A•••••••• L•• to B••• I••••••••• S•••••••• I•••left Jan 13, 2011, registered Jan 31, 2011 (18 days) · Other
- F•••• L••••• S••••••••• L•• to T•••• A•••••••• L••left Feb 5, 2010, registered Feb 9, 2010 (4 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to F•••• L••••• S••••••••• L••left Feb 9, 2009, registered Jun 4, 2009 (115 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address