RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• B•••• F•••••
- G••••••• I••••••••• L•• independent RIA currentsince Apr 1, 2022 · Marietta, Ga
- M••••••••• R••••••••• C••••••••• state registered currentsince May 30, 2014 · Marietta, Ga
- C•••••• W••••• A••••••• G•••• independent RIAMay 1, 2012 to Jun 25, 2012 · Marietta, Ga
- R•••••• W••••• A•••••••• I••• independent RIAMar 30, 2012 to May 21, 2014 · Marietta, Ga
- Y••• R••••••••• C•••• formerFeb 13, 2008 to Sep 20, 2011 · Marietta, Ga
- R•••••• W••••• A•••••••• I••• to C•••••• W••••• A••••••• G••••left May 21, 2014, registered May 1, 2012 (-750 days) · Other
- C•••••• W••••• A••••••• G•••• to M••••••••• R••••••••• C•••••••••left Jun 25, 2012, registered May 30, 2014 (704 days) · Other
- Y••• R••••••••• C•••• to R•••••• W••••• A•••••••• I•••left Sep 20, 2011, registered Mar 30, 2012 (192 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address