DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Redhawk Wealth Advisors, Inc.
Latest filing Sep 4, 2026
First filing on the tape Jan 25, 2012 · 84 filings
SEC status approved since Mar 6, 2008
RAUM
$1.5B
reported, Item 5.F
Discretionary
42%
of RAUM
Private clients
95%
$1.4B individuals and HNW
Advisors
43
registered through the firm on IAPD
RAUM per advisor
$33.9M
derived; firm RAUM over IAPD count
Employees
55
47 advisory (5.B.1)
Offices
33
beyond the principal office
Private funds
0
reported on Schedule D
History
84 filings and snapshots on the tape
RAUM$1.5B as of Aug 5, 2026
Mar 29, 2012$71.3M then
HNW client RAUM$355M as of Aug 5, 2026
Mar 27, 2023$226M then
State-registered IARs (5.B.3)47 as of Aug 5, 2026
Jun 3, 20133 then
Employees (5.A)55 as of Aug 5, 2026
Jun 3, 20137 then
Private funds: no history
RAUM -21% over the last fiscal year+6.4% a year over threeIARs 47 to 47offices 38 to 33
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $33.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $219,343derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 42%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.3derived34 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $391M, 1,554 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.0B70%
- High-net-worth individuals$355M24%
- Corporations and businesses$30.7M2.1%
- Insurance companies$24.4M1.7%
- Pension and profit-sharing plans$22.8M1.6%
- Charitable organizations$50,1000.0%
- Individual clients
- 3,006reported
- HNW clients
- 112reported
- Pension plan clients
- 61reported
- Charitable clients
- 1reported
- Accounts
- 6,639reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $391M for 1,554 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
42 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Clifton Neathery | Minneapolis, Mn | Jun 19, 2008 | 35 y | 0 |
| Dale Thomas Wolberg | Minneapolis, Mn | Jan 19, 2012 | 19 y | 0 |
| Katrina Lee Savage | Flint, Mi | Jan 20, 2012 | 44 y | 1 |
| Skipper Blain Waller | Minneapolis, Mn | Jan 10, 2014 | 19 y | 0 |
| Daniel Edward Hunt | Minneapolis, Mn | May 22, 2014 | 18 y | 0 |
| Boniface Desmond Coelho | Fridley, Mn | May 22, 2014 | 18 y | 0 |
| Peter R WittmanChartered Financial Consultant | Minneapolis, Mn | Jun 17, 2014 | 20 y | 2 |
| Paul Charles HoranPersonal Financial Specialist | Minneapolis, Mn | Jul 23, 2014 | 43 y | 3 |
| Robert Westin Bridel | Cedar Park, Tx | Jul 20, 2015 | 28 y | 3 |
| Steven Edwin RoethChartered Financial Consultant | Minneapolis, Mn | Sep 25, 2015 | 21 y | 0 |
| Christopher P Kurtz | Minneapolis, Mn | Jun 27, 2017 | 26 y | 1 |
| Nathan Bryan Willis | Parker, Co | Aug 1, 2017 | 11 y | 0 |
| Evan James Kramlich | Cary, Nc | Nov 2, 2017 | 14 y | 1 |
| Kurtis Andrew PolacekCertified Financial Planner | Hamilton, Oh | Apr 24, 2018 | 13 y | 3 |
| Craig Andrew RoncaioliChartered Financial Consultant | Bradenton, Fl | Apr 15, 2019 | 32 y | 3 |
| Sandy G Levine | Del Mar, Ca | Jun 12, 2020 | 12 y | 3 |
| Jeffrey Alan Cerny | Minneapolis, Mn | Jun 16, 2020 | 22 y | 4 |
| Evonne Ianacone Ryan | Minneapolis, Mn | Jun 30, 2020 | 35 y | 7 |
| Dennis Eugene PascarellaChartered Financial Consultant | Kingston Springs, Tn | Dec 10, 2020 | 31 y | 5 |
| Kevin James Collard | Hermantown, Mn | Dec 18, 2020 | 16 y | 3 |
| Deborah Ann Joseph | Flint, Mi | Mar 4, 2021 | 36 y | 0 |
| Steven Kiefer Burke | Oakland, Ca | Mar 22, 2021 | 26 y | 1 |
| Mary Horan Mcbride | Davenport, Ia | Oct 10, 2022 | 10 y | 0 |
| Kristina Gambino | Ware, Ma | Nov 15, 2022 | 14 y | 0 |
| Aaron David Patten | Minneapolis, Mn | Dec 19, 2022 | 15 y | 1 |
| Jason Hand | Minneapolis, Mn | May 1, 2023 | 20 y | 3 |
| Jay Gershman | Delray Beach, Fl | May 1, 2023 | 30 y | 3 |
| David Anthony Sutkaitis | Farmington, Ct | May 2, 2023 | 24 y | 2 |
| Richard Kelly Ericson | Parker, Co | May 24, 2023 | 10 y | 0 |
| Timothy Ronald EvonCertified Financial Planner | Minneapolis, Mn | Oct 2, 2023 | 33 y | 2 |
| Peter J Thoresen | Minneapolis, Mn | Oct 2, 2023 | 23 y | 1 |
| Michael Anthony Lange | Lincolnshire, Il | Oct 2, 2023 | 18 y | 4 |
| Andrew Steven Riis | Greenwood, In | Mar 27, 2024 | 13 y | 0 |
| Boon Ser Tan | Minneapolis, Mn | Apr 8, 2024 | 31 y | 1 |
| Scott Locke Greenameyer | Hendersonville, Tn | Aug 14, 2024 | 26 y | 2 |
| Sharyl Lee Schultz | Minneapolis, Mn | Sep 6, 2024 | 40 y | 4 |
| Joseph Darrell Armstrong | Enid, Ok | Sep 12, 2024 | 12 y | 0 |
| Raphael Anthony Musto | Wilkes-Barre, Pa | Dec 17, 2024 | 14 y | 0 |
| James Nicholas Volpe | Henderson, Nv | Jan 1, 2025 | 35 y | 5 |
| Allen Bronton | Ponte Verda, Fl | Jan 14, 2025 | 40 y | 6 |
Advisor movement
4 left, 1 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 9.3% of current headcount11 left over 36 months
Left, latest
- Michael Joseph Fenchak to Top Rank Wealth Management, LLCJun 4, 2026 · RIA to a state-registered adviser
- Alexander Joseph Hearley to Top Rank Wealth Management, LLCJun 4, 2026 · RIA to a state-registered adviser
- Gene Isao Watanabe to Simplicity WealthApr 6, 2026 · RIA to RIA
- Brent James Godwin to Raleigh Capital Management Inc.Oct 23, 2025 · RIA to RIA
- Ian Patrick Schrup to Advisor Share Wealth Management, LLCAug 12, 2025 · RIA to RIA
- Bryant E Stone to Stone Legacy Capital LLCMay 14, 2025 · RIA to a state-registered adviser
- Kyle Klatt to Osaic Wealth, Inc.May 8, 2025 · RIA to affiliated broker-dealer or bank
- Joseph Paul Daly to Brookstone Capital Management LLCAug 1, 2024 · RIA to RIA
- Kathleen Nina Sanford to Rca Wealth Strategies LLCJun 3, 2024 · RIA to a state-registered adviser
- Kimberly Iris Ten Pas Bell to Madison Avenue Securities, LLCMay 3, 2024 · RIA to affiliated broker-dealer or bank
- Harry Redmond Greene to Brookstone Wealth Advisors, LLCSep 27, 2023 · RIA to RIA
- John James Lowry to Advisor Share Wealth Management, LLCJul 27, 2023 · RIA to RIA
- Casey Ray Mccurdy to Desert Rose Capital Management, Inc.Jul 21, 2023 · RIA to RIA
- Shaun Michael Clearwater to Desert Rose Capital Management, Inc.Jul 20, 2023 · Other
- Galina Konstantinovna Koval to Sequent Planning, LLCJun 21, 2023 · RIA to RIA
Joined, latest
- Michael Joseph Fenchak from Evergreen Wealth AdvisorsFeb 10, 2026 · RIA to RIA
- Brent James Godwin from Fortress Private Ledger, LLCJul 22, 2025 · RIA to RIA
- Matthew Rosenberger from LPL Enterprise, LLCMay 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Allen Bronton from Independent Financial PartnersJan 14, 2025 · Affiliated broker-dealer or bank to independent RIA
- James Nicholas Volpe from Archer Investment CorporationJan 1, 2025 · RIA to RIA
- Sharyl Lee Schultz from Hf Advisory Group, LLCSep 6, 2024 · RIA to RIA
- Scott Locke Greenameyer from Atlas Wealth Management Group, LLCAug 14, 2024 · Other
- Boon Ser Tan from Columbia Advisory Partners, LLCApr 8, 2024 · RIA to RIA
- Kyle Klatt from Securities America Advisors, Inc.Mar 5, 2024 · Affiliated broker-dealer or bank to independent RIA
- Joseph Paul Daly from Brookstone Capital Management LLCFeb 22, 2024 · RIA to RIA
- Timothy Ronald Evon from Focus FinancialOct 2, 2023 · RIA to RIA
- Peter J Thoresen from Focus FinancialOct 2, 2023 · RIA to RIA
- Michael Anthony Lange from Ae Wealth Management, LLCOct 2, 2023 · Affiliated broker-dealer or bank to independent RIA
- David Anthony Sutkaitis from Securities America Advisors, Inc.May 2, 2023 · Affiliated broker-dealer or bank to independent RIA
- Jay Gershman from Securities America Advisors, Inc.May 1, 2023 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Raymond James Financial Services Advisors, IncJul 15, 2021 · Hermantown, Mn
- 2 left for Integrum Wealth ManagementSep 15, 2017 · Denver, Co
- 6 left for Advisornet Wealth PartnersNov 3, 2015 · New Hope, Mn
- 2 joined from Focus FinancialOct 3, 2023 · St Louis Park, Mn
- 3 joined from Securities America Advisors, Inc.May 2, 2023 · West Hartford, Ct
- 2 joined from Atlas Wealth Management Group, LLCJul 22, 2020 · Irvine, Ca
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 22, 2019 · Duluth, Mn
- 2 joined from Madison Avenue Securities, LLCJan 8, 2018 · Tulsa, Ok
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Daniel Hunt · Chief Executive Officercontrolsince 02/2008 · owns 50% to 75%
- P Richard Keast · President/ Chief Compliance Officercontrolsince 07/2015 · owns 10% to 25%
- Desmond Boniface Coelho · Ownersince 09/2013 · owns 5% to 10%
- James Navi Dowty · Ownersince 04/2011 · owns 10% to 25%
Related persons
Schedule D 7.A
- Criterium Financial Advisors, Ltdinsurancey
- Financial Fitness Group, LLCinsurancen
- Ridge Investment Advisorsinvestment adviseryRAUM $37.6M
- Top Rank Advisorsreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Minneapolis, Mn · principal | 40 | 0 | 3 | ||
| Farmington, Ct | 4 | 0 | 0 | ||
| West Hartford, Ct | 2 | 0 | 0 | ||
| Flint, Mi | 2 | 0 | 0 | ||
| Littleton, Co | 2 | 0 | 0 | ||
| Parker, Co | 2 | 0 | 0 | ||
| Davenport, Ia | 2 | 0 | 0 | ||
| Las Vegas, Nv | 2 | 0 | 0 | ||
| Huntsville, Al | 0 | 0 | 0 | ||
| Eagan, Mn | 0 | 0 | 0 | ||
| Raleigh, Nc | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Littleton, CO4 employees
- Minneapolis, MN3 employees
- West Hartford, CT3 employees
- Parker, CO2 employees
- Littleton, CO2 employees
- Raleigh, NC2 employees
- Lake Orion, MI2 employees
- Davenport, IA2 employees
- Hamilton, OH2 employees
- Flint, MI2 employees
- Howell, MI2 employees
- Honolulu, HI1 employees
- Irvine, CA1 employees
- Lincolnshire, IL1 employees
- Maricopa, AZ1 employees
- Oakland, CA1 employees
- Oklahoma City, OK1 employees
- Ponte Verda, FL1 employees
- Valparaiso, IN1 employees
- West Hartford, CT1 employees
- Alvarado, TX1 employees
- , 1 employees
- Cedar Park, TX1 employees
- Franklin, TN1 employees
- Las Vegas, NV1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Apr 30, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $1,837,536,390 to $1,456,218,697, advisors 47 to 47, private clients 2998 to 3118, offices 38 to 33 (2025-02-27 to 2026-04-30)peers: independent wealth managers, $1B to $5B (1,360)
- account count surgeChange between filings · filing Apr 30, 2026accounts (Item 5.F.2.f) moved from 3,283.0 to 6,639.0 (+102.0%) between the annual amendments of 2025-02-27 and 2026-04-30; the peer median change was +6.0% (1206 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 96% percentile
- client mix shiftChange between filings · filing Apr 30, 2026private-client share of RAUM moved from 62.0% to 95.0% between the annual amendments of 2025-02-27 and 2026-04-30peers: independent wealth managers, $1B to $5B (1,360)
- discretionary share shiftChange between filings · filing Apr 30, 2026discretionary share of RAUM moved from 100.0% to 42.0% between the annual amendments of 2025-02-27 and 2026-04-30peers: independent wealth managers, $1B to $5B (1,360)
- institutional asset share shiftChange between filings · filing Apr 30, 2026institutional share of RAUM moved from 38.0% to 5.0% between the annual amendments of 2025-02-27 and 2026-04-30peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Aug 5, 2026 to Sep 4, 2026
- Succession · false to unsetAug 5, 2026 to Sep 4, 2026
- Accounts · 3,283 to 6,639Nov 6, 2025 to Mar 30, 2026
- Charity clients · unset to 1.0Nov 6, 2025 to Mar 30, 2026
- Corporate clients · 15 to 14Nov 6, 2025 to Mar 30, 2026
- HNW clients · 113 to 112Nov 6, 2025 to Mar 30, 2026
- Individual clients · 2,885 to 3,006Nov 6, 2025 to Mar 30, 2026
- Pension plan clients · 256 to 61Nov 6, 2025 to Mar 30, 2026
- Pooled vehicle clients · unset to 0.0Nov 6, 2025 to Mar 30, 2026
- Assets in custody · unset to 391064882.0Nov 6, 2025 to Mar 30, 2026
- Custody of client assets · false to trueNov 6, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 11-25Nov 6, 2025 to Mar 30, 2026
- HQ city · BLOOMINGTON to MINNEAPOLISNov 6, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.8B to $615MNov 6, 2025 to Mar 30, 2026
- HNW RAUM · $304M to $355MNov 6, 2025 to Mar 30, 2026
- Individual RAUM · $840M to $1.0BNov 6, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $842MNov 6, 2025 to Mar 30, 2026
- Pension RAUM · $638M to $22.8MNov 6, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · unset to 0.0Nov 6, 2025 to Mar 30, 2026
- RAUM · $1.8B to $1.5BNov 6, 2025 to Mar 30, 2026
- Related broker-dealer · false to trueNov 6, 2025 to Mar 30, 2026
- Other offices · 38 to 33Feb 27, 2025 to Aug 12, 2025
- Accounts · 5,408 to 3,283Nov 27, 2024 to Feb 27, 2025
- Corporate clients · unset to 15.0Nov 27, 2024 to Feb 27, 2025
- HNW clients · 172 to 113Nov 27, 2024 to Feb 27, 2025
- Individual clients · 2,415 to 2,885Nov 27, 2024 to Feb 27, 2025
- Pension plan clients · 167 to 256Nov 27, 2024 to Feb 27, 2025
- Financial planning clients · 1-10 to 1-10Nov 27, 2024 to Feb 27, 2025
- Discretionary RAUM · $1.8B to $1.8BNov 27, 2024 to Feb 27, 2025
- HNW RAUM · $400M to $304MNov 27, 2024 to Feb 27, 2025
- Individual RAUM · $547M to $840MNov 27, 2024 to Feb 27, 2025
- Pension RAUM · $822M to $638MNov 27, 2024 to Feb 27, 2025
- RAUM · $1.8B to $1.8BNov 27, 2024 to Feb 27, 2025
- Accounts · 3,736 to 5,408Dec 14, 2023 to Mar 26, 2024
- Advisory employees · 35 to 47Dec 14, 2023 to Mar 26, 2024
- BD registered reps · 0 to 1Dec 14, 2023 to Mar 26, 2024
- HNW clients · 116 to 172Dec 14, 2023 to Mar 26, 2024
- Individual clients · 1,858 to 2,415Dec 14, 2023 to Mar 26, 2024
- Pension plan clients · 168 to 167Dec 14, 2023 to Mar 26, 2024
- Commission compensation · true to falseDec 14, 2023 to Mar 26, 2024
Signals
26 dated events
- Michael Joseph Fenchak left Redhawk Wealth Advisors, Inc. for Top Rank Wealth Management, Llc (registered 2026-07-15)Jun 4, 2026 · Advisor changed firm · fact
- Alexander Joseph Hearley left Redhawk Wealth Advisors, Inc. for Top Rank Wealth Management, Llc (registered 2026-06-04)Jun 4, 2026 · Advisor changed firm · fact
- Gene Isao Watanabe left Redhawk Wealth Advisors, Inc. for Simplicity Wealth (registered 2026-04-13)Apr 6, 2026 · Advisor changed firm · fact
- Brent James Godwin left Redhawk Wealth Advisors, Inc. for Raleigh Capital Management Inc. (registered 2026-03-06)Oct 23, 2025 · Advisor changed firm · fact
- Ian Patrick Schrup left Redhawk Wealth Advisors, Inc. for Advisor Share Wealth Management, Llc (registered 2025-09-02)Aug 12, 2025 · Advisor changed firm · fact
- Redhawk Wealth Advisors, Inc. reported 33 offices beyond its principal office, down from 38 (2025-02-27 to 2025-08-12)Aug 12, 2025 · Office count change · derived
- Bryant E Stone left Redhawk Wealth Advisors, Inc. for Stone Legacy Capital Llc (registered 2025-05-15)May 14, 2025 · Advisor changed firm · fact
- Kyle Klatt left Redhawk Wealth Advisors, Inc. for Osaic Wealth, Inc. (registered 2025-05-08)May 8, 2025 · Advisor changed firm · fact
- Joseph Paul Daly left Redhawk Wealth Advisors, Inc. for Brookstone Capital Management Llc (registered 2024-08-01)Aug 1, 2024 · Advisor changed firm · fact
- Derek Stokes Elleman no longer registered at Redhawk Wealth Advisors, Inc.; no later IA registration on IAPDJul 1, 2024 · Advisor departure · fact
- Kathleen Nina Sanford left Redhawk Wealth Advisors, Inc. for Rca Wealth Strategies Llc (registered 2024-06-03)Jun 3, 2024 · Advisor changed firm · fact
- Kimberly Iris Ten Pas Bell left Redhawk Wealth Advisors, Inc. for Madison Avenue Securities, Llc (registered 2024-11-06)May 3, 2024 · Advisor changed firm · fact
- Redhawk Wealth Advisors, Inc. reported RAUM $1.8B, up 50% from $1.2B (2023-12-14 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Redhawk Wealth Advisors, Inc. reported 47 state-registered advisory representatives, up from 35 (2023-12-14 to 2024-03-26)Mar 26, 2024 · Advisor headcount change · derived
- 2 advisors left Focus Financial (ST Louis Park, MN) for Redhawk Wealth Advisors, Inc. on the same dayOct 3, 2023 · Team lift-out · derived
- Harry Redmond Greene left Redhawk Wealth Advisors, Inc. for Brookstone Wealth Advisors, Llc (registered 2022-11-29)Sep 27, 2023 · Advisor changed firm · fact
- John James Lowry left Redhawk Wealth Advisors, Inc. for Advisor Share Wealth Management, Llc (registered 2024-05-30)Jul 27, 2023 · Advisor changed firm · fact
- Casey Ray Mccurdy left Redhawk Wealth Advisors, Inc. for Desert Rose Capital Management, Inc. (registered 2025-01-01)Jul 21, 2023 · Advisor changed firm · fact
- Shaun Michael Clearwater left Redhawk Wealth Advisors, Inc. for Desert Rose Capital Management, Inc. (registered 2023-07-24)Jul 20, 2023 · Advisor changed firm · fact
- Galina Konstantinovna Koval left Redhawk Wealth Advisors, Inc. for Sequent Planning, Llc (registered 2023-06-30)Jun 21, 2023 · Advisor changed firm · fact
- 3 advisors left Securities America Advisors, Inc. (West Hartford, CT) for Redhawk Wealth Advisors, Inc. on the same dayMay 2, 2023 · Team lift-out · derived
- Redhawk Wealth Advisors, Inc. reported 37 offices beyond its principal office, up from 29 (2022-12-20 to 2023-03-27)Mar 27, 2023 · Office count change · derived
- Christopher L Albonetti left Redhawk Wealth Advisors, Inc. for Guaranty Private Wealth (registered 2023-02-07)Jan 25, 2023 · Advisor changed firm · fact
- Redhawk Wealth Advisors, Inc. reported RAUM $1.4B, up 28% from $1.1B (2020-10-22 to 2021-03-19)Mar 19, 2021 · RAUM change · derived
- Redhawk Wealth Advisors, Inc. reported RAUM $1.1B, up 51% from $701.3M (2017-08-01 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
- Redhawk Wealth Advisors, Inc. reported 31 state-registered advisory representatives, up from 2 (2017-08-01 to 2018-03-27)Mar 27, 2018 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/redhawk-wealth-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- fsgmo.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 952-835-4295reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026