DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• T••••••• G•••••

R••••• W• B•••• • C•• I•••••••••mixed wealthChicago, Ildual registrantIAPD 1647332

Feed of 09/14/2026

At current firm

5 y

since Jun 4, 2021

In the industry

39 y

since Sep 4, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Jun 4, 2021 · Chicago, Il
T• A••••••••• I••••••••• M••••••••• L•• former
May 7, 2018 to Dec 31, 2020 · Oak Brook, Il
T• A••••••••• I••• former
May 7, 2018 to Jan 11, 2021 · Oak Brook, Il
S•••••••• A••••••• L•• national BD
May 18, 2010 to Jul 12, 2017 · Flint, Mi
C•••••• S••••• • C••• I••• national BD
Mar 7, 1991 to Aug 26, 2004 · Novi, Mi

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••• to R••••• W• B•••• • C•• I•••••••••
left Jan 11, 2021, registered Jun 4, 2021 (144 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered May 7, 2018 (-969 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Jul 12, 2017, registered May 7, 2018 (299 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••
left Aug 26, 2004, registered May 18, 2010 (2091 days) · Affiliated broker-dealer or bank to another

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address