RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• L• M••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Jericho, Ny
- C•••••• G•••• • C• I•• formerMay 30, 2023 to Jul 10, 2025 · Jericho, Ny
- F••••••• S••••••••• I••• independent RIAAug 1, 2016 to Jun 1, 2023 · Garden City, Ny
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- F••••••• S••••••••• I••• to C•••••• G•••• • C• I••left Jun 1, 2023, registered May 30, 2023 (-2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- B••••• L• M•••• left F••••••• S••••••••• I••• for C•••••• G•••• • C• I•• (registered 2023-05-30)Jun 1, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address