DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F••••••• S••••••••• I•••
Latest filing Jul 28, 2026
First filing on the tape Mar 16, 2012 · 63 filings
SEC status approved since May 10, 2007
RAUM
$784M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$645M individuals and HNW
Advisors
29
registered through the firm on IAPD
RAUM per advisor
$27.0M
derived; firm RAUM over IAPD count
Employees
37
37 advisory (5.B.1)
Offices
12
beyond the principal office
Private funds
0
reported on Schedule D
History
63 filings and snapshots on the tape
RAUM$784M as of Jul 28, 2026
Mar 16, 2012$216M then
HNW client RAUM$410M as of Jul 28, 2026
Mar 29, 2018$181M then
State-registered IARs (5.B.3)28 as of Jul 28, 2026
Mar 8, 201324 then
Employees (5.A)37 as of Jul 28, 2026
Mar 8, 201333 then
Private funds: no history
RAUM -32% over the last fiscal year-5.9% a year over threeIARs 36 to 28offices 17 to 12
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
Archetypes, each a printed rule
- b••• affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $28.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $698,407derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.2derived13 offices incl. principal (1.F.5)
- RAUM growth, one year
- -32%derivedbetween the last two annual amendments
- Advisor growth, one year
- -22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -29%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$410M52%
- Individuals$235M30%
- Corporations and businesses$70.9M9.0%
- Pension and profit-sharing plans$38.0M4.8%
- Charitable organizations$29.9M3.8%
- Insurance companies$785,8050.1%
- Individual clients
- 666reported
- HNW clients
- 338reported
- Pension plan clients
- 68reported
- Charitable clients
- 13reported
- Accounts
- 1,123reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=35.0derived
Advisors registered through the firm
28 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• N•••••• | New York, Ny | Oct 13, 2003 | 40 y | 0 |
| J•••• J••••• R•••• | New Y•••, Ny | Oct 21, 2003 | 36 y | 0 |
| B•••• J••••• M•••••• | New York, Ny | Mar 19, 2007 | 24 y | 1 |
| A•••••• C••••• F•••••••• | New York, Ny | Oct 20, 2008 | 31 y | 0 |
| W•••••• G•••• P••••• | New York, Ny | Jan 4, 2010 | 32 y | 0 |
| A•••••••• J•••• Z••• | New York, Ny | Oct 22, 2021 | 10 y | 1 |
| N••••• K•••• D•••••• | White Plains, Ny | Jan 7, 2025 | 24 y | 0 |
| A•••••••• L••• | Brooklyn, Ny | Jan 7, 2025 | 32 y | 2 |
| D••••• C••••••• | Brooklyn, Ny | Jan 7, 2025 | 14 y | 0 |
| P•••• B•••• | New Y•••, Ny | Jan 7, 2025 | 10 y | 4 |
| M•••••• H••••• | New Y•••, Ny | Jan 7, 2025 | 12 y | 0 |
| S•••• M•••••• W••••••• | Greenwich, Ct | Jan 7, 2025 | 36 y | 0 |
| S•••••• C••• F•••••••• | New York, Ny | Jan 7, 2025 | 32 y | 2 |
| B•••• D•••• S••••••• | Melville, Ny | Jan 7, 2025 | 26 y | 1 |
| D•••••• P• G•••••••Certified Financial Planner | New Y•••, Ny | Jan 7, 2025 | 14 y | 6 |
| A••••• M• S•••• | Palo Alto, Ca | Jan 7, 2025 | 13 y | 1 |
| R••••• J••• V••••••••• | New York, Ny | Jan 7, 2025 | 36 y | 0 |
| P••••• V•••••• P•••• | Great Neck, Ny | Jan 7, 2025 | 35 y | 0 |
| M•••••• E••••• S••••••• | Great Neck, Ny | Jan 7, 2025 | 30 y | 1 |
| M•••• I••• E••••••••• | Beverly Hills, Ca | Jan 8, 2025 | 11 y | 1 |
| M••• A••••• P•••••• | Walnut Creek, Ca | Mar 20, 2025 | 34 y | 3 |
| C•••• D•••• | New Y•••, Ny | Sep 18, 2025 | 10 y | 2 |
| R•••••• A•••••• P••••••• | New York, Ny | Jan 7, 2026 | 34 y | 1 |
| R•••• Y•••••• | New York, Ny | Jan 9, 2026 | 25 y | 5 |
| E•••• K••••••• O••••••• | New York, Ny | Jun 25, 2026 | 22 y | 0 |
| E••• A•••• | New York, Ny | Jul 2, 2026 | 10 y | 1 |
| J••••• A• R••••••• | Beverly Hills, Ca | Jul 29, 2026 | 10 y | 1 |
| J•••••• A•••••• L•••••• | Newport Beach, Ca | Aug 17, 2026 | 12 y | 2 |
Advisor movement
7 left, 5 joined in 12 months
net -2 in 12 months2 left in 90 days3 joined in 90 daysdeparture rate 24% of current headcount15 left over 36 months
Left, latest
- K•••• V••••••••• to N•• E••• W•••••Sep 15, 2026 · RIA to affiliated broker-dealer or bank
- M•••• T• L•• to E•••••••• A•••••••• L••Jun 30, 2026 · RIA to affiliated broker-dealer or bank
- K••••••••• S•••••• P••••• to R•• S••••••••• I•••Mar 4, 2026 · RIA to affiliated broker-dealer or bank
- K•••• S••••• to M••••• S••••••Feb 3, 2026 · RIA to wirehouse
- P••• A•••••• P••••••• to A••••••••• F•••••••• S•••••••• L••Dec 10, 2025 · RIA to affiliated broker-dealer or bank
- A•••••• F•••• to C••••••• S••••••••• I•••Dec 4, 2025 · RIA to affiliated broker-dealer or bank
- G•••••• P• C•••••• to C••••••• S••••••••• I•••Dec 4, 2025 · RIA to affiliated broker-dealer or bank
- J•• D•••• S•••• to A••••••••• F•••••••• S•••••••• L••Jul 15, 2025 · RIA to affiliated broker-dealer or bank
- V••••••• I••••••• to C••••••• S••••••••• I•••Jun 26, 2025 · RIA to affiliated broker-dealer or bank
- D••••• J••• M••••• to C••••••• S••••••••• I•••Jun 26, 2025 · RIA to affiliated broker-dealer or bank
- A••• L• W•••••• to C••••••• S••••••••• I•••Jun 26, 2025 · RIA to affiliated broker-dealer or bank
- K••••••• R••••• to C••••••• S••••••••• I•••Jun 26, 2025 · RIA to affiliated broker-dealer or bank
- J••••••• M•••••• L•••••• to C••••••• S••••••••• I•••Jun 26, 2025 · RIA to affiliated broker-dealer or bank
- C••••••••• M••••••••• to J••• M••••• S••••••••• L••Mar 6, 2025 · RIA to wirehouse
- I••• P•••••• O••••••• to R•• S••••••••• I•••Jul 19, 2024 · RIA to RIA
Joined, latest
- J•••••• A•••••• L•••••• from C••• P•••••••Aug 17, 2026 · RIA to RIA
- J••••• A• R••••••• from R•• R•••••••• L••Jul 29, 2026 · Affiliated broker-dealer or bank to independent RIA
- E••• A•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 2, 2026 · Wirehouse to independent RIA
- R•••• Y•••••• from C•••••••• G••••• M•••••• I•••Jan 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- R•••••• A•••••• P••••••• from H••• S••••••••• •••• I•••Jan 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- C•••• D•••• from H••• S••••••••• •••• I•••Sep 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- M••• A••••• P•••••• from H••• S••••••••• •••• I•••Mar 20, 2025 · Affiliated broker-dealer or bank to independent RIA
- K•••• V••••••••• from J••• M••••• P•••••• W••••• A••••••• L••Jan 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- M•••• I••• E••••••••• from W•••• F•••• A•••••••Jan 8, 2025 · Wirehouse to independent RIA
- P•••• B•••• from C•••••• S••••• • C••• I•••Jan 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- D•••••• P• G••••••• from C••••••••• P•••••••• R••••• C•••Jan 7, 2025 · RIA to RIA
- M•••••• E••••• S••••••• from H••• S••••••••• •••• I•••Jan 7, 2025 · Other
- A•••••••• L••• from H••• S••••••••• •••• I•••Jan 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- S•••••• C••• F•••••••• from H••• S••••••••• •••• I•••Jan 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- B•••• D•••• S••••••• from H••• S••••••••• •••• I•••Jan 7, 2025 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for C••••••• S••••••••• I•••Jun 26, 2025 · New Y•••, Ny
- 4 left for C•••••• G•••• • C• I••Jun 1, 2023 · Garden City, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• J•••• A••• · President Of P•••••• B•••, Directorcontrolsince 09/2024 · owns less than 5%
- F•••• A••• B•••• · Head Of Specialized Industries And Capital M••••••, Directorcontrolsince 09/2024 · owns 10% to 25%
- G•••••••• D•••••• P• · Chief Compliance Officer, Directorcontrolsince 09/2023 · owns less than 5%
- M••••••• W•••••• J••• J• · Ceo, President, Directorcontrolsince 03/2007 · owns less than 5%
- R•••••••• R•••••• A•••••••• · President Of Commercial And P•••••• B•••Ing, Directorcontrolsince 09/2024 · owns less than 5%
- R••••••• J••••••• H•••• · Finop/Chief Financial Officer, Directorcontrolsince 01/2013 · owns less than 5%
- S••••• S••• W•••••• · Senior Deputy General Counsel, Directorcontrolsince 09/2024 · owns less than 5%
- M••••••• B•••• J••••• · Compliance Registered Options P•••••••• And Compliance Officersince 01/2009 · owns less than 5%
- P••••• P••••• V•••••• · Osj P••••••••, Municipal S••••••••• P••••••••, Senior Registered Options P••••••••since 11/2000 · owns less than 5%
Entity owners
- F••••••• B•••• N••• · Shareholderdirect · owns 75% or more
- N•• Y••• C•••••••• B••••••• I••• · Shareholderindirect · owns 75% or more of F••••••• B•••• N••• · public reporting company
Related persons
Schedule D 7.A
- D•••••• I•••••••• A•••••• I•••real estaten
- F••••••• B••• N•••y
- G•••• L••• I•••••••• A•••••• I••real estaten
- N•• Y••• C•••••••• B•••y
- N••• I•••••••• A•••••• I•••real estaten
Advisers that list F••••••• S••••••••• I••• as a related person
- 161446 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Y•••, Ny · principal | 21 | 5 | 4 | 1 | |
| Beverly Hills, Ca | 3 | 1 | 1 | ||
| Brooklyn, Ny | 3 | 0 | 1 | ||
| Newport Beach, Ca | 2 | 1 | 0 | ||
| Great Neck, Ny | 2 | 0 | 0 | ||
| White Plains, Ny | 2 | 0 | 0 | ||
| Palo Alto, Ca | 1 | 0 | 0 | ||
| West Palm Beach, Fl | 0 | 0 | 1 | ||
| Hoboken, Nj | 0 | 0 | 0 | ||
| Jackson Heights, Ny | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Beverly Hills, CA4 employees
- Brooklyn, NY3 employees
- New Rochelle, NY2 employees
- Jackson Heights, NY2 employees
- New Y•••, NY1 employees
- Garden City, NY1 employees
- Greenwich, CT1 employees
- New Y•••, NY1 employees
- Woodland Hills, CA1 employees
- Melville, NY1 employees
- Newport Beach, CA1 employees
- New Y•••, NY1 employees
- Sarasota, FL1 employees
- Brooklyn, NY1 employees
- Great Neck, NY1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $1,155,077,972 to $784,311,024 (-32.0%) between the annual amendments of 2025-04-08 and 2026-03-27; the peer median change was +16.0% (1385 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 0.4% percentile
What changed
consecutive filings, newest first
- Business name · F••••••• A•••••••• I••• to F••••••• S••••••••• I•••Mar 27, 2026 to Jul 28, 2026
- Legal name · F••••••• A•••••••• I••• to F••••••• S••••••••• I•••Mar 27, 2026 to Jul 28, 2026
- Accounts · 1,571 to 1,123Nov 14, 2025 to Mar 27, 2026
- Advisory employees · 47 to 37Nov 14, 2025 to Mar 27, 2026
- Advisory activities · 4 to 5Nov 14, 2025 to Mar 27, 2026
- BD registered reps · 46 to 35Nov 14, 2025 to Mar 27, 2026
- Charity clients · 16 to 13Nov 14, 2025 to Mar 27, 2026
- Corporate clients · 42 to 37Nov 14, 2025 to Mar 27, 2026
- HNW clients · 543 to 338Nov 14, 2025 to Mar 27, 2026
- Individual clients · 875 to 666Nov 14, 2025 to Mar 27, 2026
- Pension plan clients · 94 to 68Nov 14, 2025 to Mar 27, 2026
- Employees · 47 to 37Nov 14, 2025 to Mar 27, 2026
- State-registered IARs · 36 to 28Nov 14, 2025 to Mar 27, 2026
- Other offices · 17 to 12Nov 14, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.2B to $784MNov 14, 2025 to Mar 27, 2026
- HNW RAUM · $751M to $410MNov 14, 2025 to Mar 27, 2026
- Individual RAUM · $240M to $235MNov 14, 2025 to Mar 27, 2026
- Pension RAUM · $52.4M to $38.0MNov 14, 2025 to Mar 27, 2026
- RAUM · $1.2B to $784MNov 14, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0Jul 18, 2025 to Nov 14, 2025
- Accounts · 1,588 to 1,571Jan 6, 2025 to Feb 28, 2025
- Advisory employees · 49 to 47Jan 6, 2025 to Feb 28, 2025
- BD registered reps · 45 to 46Jan 6, 2025 to Feb 28, 2025
- Charity clients · 15 to 16Jan 6, 2025 to Feb 28, 2025
- Corporate clients · 39 to 42Jan 6, 2025 to Feb 28, 2025
- HNW clients · 347 to 543Jan 6, 2025 to Feb 28, 2025
- Individual clients · 1,135 to 875Jan 6, 2025 to Feb 28, 2025
- Pension plan clients · 52 to 94Jan 6, 2025 to Feb 28, 2025
- Employees · 49 to 47Jan 6, 2025 to Feb 28, 2025
- Other offices · 16 to 17Jan 6, 2025 to Feb 28, 2025
- Discretionary RAUM · $967M to $1.2BJan 6, 2025 to Feb 28, 2025
- HNW RAUM · $496M to $751MJan 6, 2025 to Feb 28, 2025
- Individual RAUM · $349M to $240MJan 6, 2025 to Feb 28, 2025
- Pension RAUM · $37.0M to $52.4MJan 6, 2025 to Feb 28, 2025
- RAUM · $967M to $1.2BJan 6, 2025 to Feb 28, 2025
- Accounts · 2,026 to 1,588Mar 1, 2024 to Mar 28, 2024
- Advisory employees · 46 to 49Mar 1, 2024 to Mar 28, 2024
- BD registered reps · 44 to 45Mar 1, 2024 to Mar 28, 2024
- Charity clients · 5 to 15Mar 1, 2024 to Mar 28, 2024
- Corporate clients · 47 to 39Mar 1, 2024 to Mar 28, 2024
Signals
46 dated events
- K•••• V••••••••• left F••••••• S••••••••• I••• for N•• E••• W••••• (registered 2026-09-08)Sep 15, 2026 · a•••••• firm change · fact
- M•••• T• L•• left F••••••• S••••••••• I••• for E•••••••• A•••••••• L•• (registered 2026-07-03)Jun 30, 2026 · a•••••• firm change · fact
- F••••••• S••••••••• I••• reported 12 offices beyond its principal office, down from 17 (2025-11-14 to 2026-03-27)Mar 27, 2026 · Office count change · derived
- F••••••• S••••••••• I••• reported RAUM $784.3M, down 32% from $1.2B (2025-11-14 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- K••••••••• S•••••• P••••• left F••••••• S••••••••• I••• for R•• S••••••••• I••• (registered 2026-03-04)Mar 4, 2026 · a•••••• firm change · fact
- K•••• S••••• left F••••••• S••••••••• I••• for M••••• S•••••• (registered 2026-02-02)Feb 3, 2026 · a•••••• firm change · fact
- P••• A•••••• P••••••• left F••••••• S••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-12-05)Dec 10, 2025 · a•••••• firm change · fact
- G•••••• P• C•••••• left F••••••• S••••••••• I••• for C••••••• S••••••••• I••• (registered 2025-12-02)Dec 4, 2025 · a•••••• firm change · fact
- A•••••• F•••• left F••••••• S••••••••• I••• for C••••••• S••••••••• I••• (registered 2025-12-02)Dec 4, 2025 · a•••••• firm change · fact
- J•• D•••• S•••• left F••••••• S••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-07-14)Jul 15, 2025 · a•••••• firm change · fact
- J••••••• M•••••• L•••••• left F••••••• S••••••••• I••• for C••••••• S••••••••• I••• (registered 2025-06-24)Jun 26, 2025 · a•••••• firm change · fact
- V••••••• I••••••• left F••••••• S••••••••• I••• for C••••••• S••••••••• I••• (registered 2025-06-24)Jun 26, 2025 · a•••••• firm change · fact
- D••••• J••• M••••• left F••••••• S••••••••• I••• for C••••••• S••••••••• I••• (registered 2025-06-24)Jun 26, 2025 · a•••••• firm change · fact
- K••••••• R••••• left F••••••• S••••••••• I••• for C••••••• S••••••••• I••• (registered 2025-06-24)Jun 26, 2025 · a•••••• firm change · fact
- A••• L• W•••••• left F••••••• S••••••••• I••• for C••••••• S••••••••• I••• (registered 2025-06-24)Jun 26, 2025 · a•••••• firm change · fact
- 4 advisors left F••••••• S••••••••• I••• (New York, NY) for C••••••• S••••••••• I••• on the same dayJun 26, 2025 · Team lift-out · derived
- C••••••••• M••••••••• left F••••••• S••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-03-19)Mar 6, 2025 · a•••••• firm change · fact
- Jason Alan Birnbaum (President Of Private Bank, Director) appeared on Schedule A of F••••••• S••••••••• I•••Sep 26, 2024 · Control person joined · fact
- Seth William Stern (Senior Deputy General Counsel, Director) appeared on Schedule A of F••••••• S••••••••• I•••Sep 26, 2024 · Control person joined · fact
- Adam Brian Feit (Head Of Specialized Industries And Capital Markets, Director) appeared on Schedule A of F••••••• S••••••••• I•••Sep 26, 2024 · Control person joined · fact
- Richard A•••••••• Raffetto (President Of Commercial And Private Banking, Director) appeared on Schedule A of F••••••• S••••••••• I•••Sep 26, 2024 · Control person joined · fact
- Ross Nmn Marrazzo (Director) no longer on Schedule A of F••••••• S••••••••• I••• (listed 2024-08-09, absent 2024-09-26)Sep 26, 2024 · Control person left · inference
- Daniela Demaria (Head Of Wealth Management) no longer on Schedule A of F••••••• S••••••••• I••• (listed 2024-08-09, absent 2024-09-26)Sep 26, 2024 · Control person left · inference
- Andrew Lyle Kaplan (Director) no longer on Schedule A of F••••••• S••••••••• I••• (listed 2024-07-22, absent 2024-08-09)Aug 9, 2024 · Control person left · inference
- Daniela Demaria (Head Of Wealth Management) appeared on Schedule A of F••••••• S••••••••• I•••Jul 22, 2024 · Control person joined · fact
- I••• P•••••• O••••••• (Chief Operating Officer, Director) no longer on Schedule A of F••••••• S••••••••• I••• (listed 2024-04-10, absent 2024-07-22)Jul 22, 2024 · Control person left · inference
- I••• P•••••• O••••••• left F••••••• S••••••••• I••• for R•• S••••••••• I••• (registered 2024-09-16)Jul 19, 2024 · a•••••• firm change · fact
- E••• Raymond Howell (Director) no longer on Schedule A of F••••••• S••••••••• I••• (listed 2023-11-02, absent 2023-12-12)Dec 12, 2023 · Control person left · inference
- D•••••• P• G••••••• (Chief Compliance Officer) appeared on Schedule A of F••••••• S••••••••• I•••Nov 2, 2023 · Control person joined · fact
- E••• B•••••• left F••••••• S••••••••• I••• for C•••••••• G••••• M•••••• I••• (registered 2023-09-01)Aug 29, 2023 · a•••••• firm change · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• S••••••••• G•••• C•••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- busi•••s phone
- 866-744-5463reportedpublished by the firm, firm site, Sep 15, 2026
- busi•••s phone
- 888-248-6423reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/flagstaradvisorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- f•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-822-1475reportedpublic record, Form ADV, Jul 28, 2026
- Contact form
- f•••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $27.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026