DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••• C••••••• W•••••••

O•••• W•••••• I•••BD affiliatedAtlanta, Gadual registrantIAPD 1656711

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Glen C••••••• W•••••••

At current firm

2 y

since Jan 19, 2024

In the industry

39 y

since May 12, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jan 19, 2024 · Atlanta, Ga
P•••••• C••••• S•••••••• L•• BD affiliated
Jun 20, 2003 to Dec 15, 2005 · Louisville, Ky
W••••••• F•••••••• S•••••••• I••• former
Jun 11, 2003 to Jan 19, 2024 · Roswell, Ga
1••• C•••••• M••••••••• C•••••• unclassified
Mar 10, 1995 to Jun 25, 2003 · Atlantic, Ga

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to P•••••• C••••• S•••••••• L••
left Jan 19, 2024, registered Jun 20, 2003 (-7518 days) · Other · moved with a team
P•••••• C••••• S•••••••• L•• to O•••• W•••••• I•••
left Dec 15, 2005, registered Jan 19, 2024 (6609 days) · Other
1••• C•••••• M••••••••• C•••••• to W••••••• F•••••••• S•••••••• I•••
left Jun 25, 2003, registered Jun 11, 2003 (-14 days) · Other

Signals

G•••• C••••••• W••••••• left W••••••• F•••••••• S•••••••• I••• for P•••••• C••••• S•••••••• L•• (registered 2003-06-20)
Jan 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address