RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C••••••••• H••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Oct 16, 2018 · Overland Park, Ks
- B• R•••• W••••• A•••••••• I••• BD affiliatedApr 27, 2015 to Aug 1, 2018 · Raleigh, Nc
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerFeb 22, 2012 to Apr 21, 2015 · Raleigh, Nc
- B• R•••• W••••• A•••••••• I••• to P•••• C•••••• F••••••••left Aug 1, 2018, registered Oct 16, 2018 (76 days) · Other
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to B• R•••• W••••• A•••••••• I•••left Apr 21, 2015, registered Apr 27, 2015 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address