DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Powers Defeo
Feed of 09/14/2026
Also filed as Ronald Anthony Defeo
At current firm
13 y
since Sep 26, 2012
In the industry
39 y
since May 5, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Santander Securities BD affiliated currentsince Sep 26, 2012 · Abington, Ma
- LPL Financial LLC BD affiliatedMay 27, 2008 to Sep 19, 2012 · Brookline, Ma
- Ifmg Securities, Inc. unclassifiedAug 11, 2004 to May 27, 2008 · Abington, Ma
- Osaic Institutions, Inc. BD affiliatedSep 24, 2001 to Jul 23, 2004 · Abington, Ma
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Santander Securitiesleft Sep 19, 2012, registered Sep 26, 2012 (7 days) · corporate re-registration, not a move
- Ifmg Securities, Inc. to LPL Financial LLCleft May 27, 2008, registered May 27, 2008 (0 days) · corporate re-registration, not a move
- Osaic Institutions, Inc. to Ifmg Securities, Inc.left Jul 23, 2004, registered Aug 11, 2004 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address