J•••••• P•••••• R••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 9, 2023 · Carmel, In
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Oct 23, 2006 to Oct 30, 2023 · Indianapolis, In
• P••• A••••• S••••••••• L•• BD affiliated
  Mar 22, 2005 to Oct 6, 2006 · Indianapolis, In
• O•••• F•• I••• former
  Apr 2, 2004 to Jan 28, 2005 · Indianapolis, In
• O•••• F•• I••• former
  Dec 1, 1998 to Feb 27, 2004 · Indianapolis, In

• C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
  left Oct 30, 2023, registered Oct 9, 2023 (-21 days) · Affiliated broker-dealer or bank to another · moved with a team
• P••• A••••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Oct 6, 2006, registered Oct 23, 2006 (17 days) · Other
• O•••• F•• I••• to P••• A••••• S••••••••• L••
  left Jan 28, 2005, registered Mar 22, 2005 (53 days) · Other

• ••• Locked
  Oct 30, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

39derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address