C•••••• W••••• C••••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Nov 7, 2018 · Columbus, Ga
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to Nov 1, 2018 · Columbus, Ga
• M••••• K••••• • C••••••• L•• former
  Jan 11, 2006 to Feb 13, 2013 · Columbus, Ga
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Apr 7, 2004 to Nov 10, 2005 · Columbus, Ga

• R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Nov 1, 2018, registered Nov 7, 2018 (6 days) · Affiliated broker-dealer or bank to another
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• K••••• • C••••••• L••
  left Nov 10, 2005, registered Jan 11, 2006 (62 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

39derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address