RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• J••• J•••••
- A•••• W••••• A••••••• state registered currentsince Oct 17, 2025 · San Diego, Ca
- I••••••••• W••••• C••••••• L•• independent RIAFeb 1, 2023 to Dec 21, 2023 · Carlsbad, Ca
- L••••• W••••• A•••••••• I••• formerJan 29, 2021 to Mar 31, 2023 · Carlsbad, Ca
- L••••• W••••• A•••••••• I••• formerFeb 27, 2014 to Dec 31, 2020 · Solana Beach, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 7, 2011 to Feb 21, 2014 · San Diego, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Jul 19, 2011 · Solana Beach, Ca
- C••••••• I••••••••• S••••••• unclassifiedSep 14, 2005 to May 29, 2007 · San Diego, Ca
- W•••• F•••• I••••••••• L•• unclassifiedApr 21, 2003 to Jan 14, 2005 · Carlsbad, Ca
- I••••••••• W••••• C••••••• L•• to A•••• W••••• A•••••••left Dec 21, 2023, registered Oct 17, 2025 (666 days) · RIA to a state-registered adviser
- L••••• W••••• A•••••••• I••• to I••••••••• W••••• C••••••• L••left Mar 31, 2023, registered Feb 1, 2023 (-58 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to L••••• W••••• A•••••••• I•••left Feb 21, 2014, registered Feb 27, 2014 (6 days) · Other
- C•••••••• G••••• M•••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jul 19, 2011, registered Jul 7, 2011 (-12 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- W•••• F•••• I••••••••• L•• to C••••••• I••••••••• S•••••••left Jan 14, 2005, registered Sep 14, 2005 (243 days) · Other
- G•••••• J••• J••••• left I••••••••• W••••• C••••••• L•• for A•••• W••••• A••••••• (registered 2025-10-17)Dec 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address