RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•• M•••••• T••••
- F•••• M•••••• I••••••••• state registered currentsince Jan 1, 2026 · Winona, Mn
- F•••••••• L•• formerNov 10, 2014 to Aug 18, 2015 · Winona, Mn
- C••••••• • C••• I••• formerSep 8, 2006 to Oct 7, 2014 · Malden, Ma
- P•••• S•••••• • C•• institutionalJun 26, 2006 to Jun 26, 2006 · Lacrosse, Wi
- F•••••••• L•• to F•••• M•••••• I•••••••••left Aug 18, 2015, registered Jan 1, 2026 (3789 days) · Other
- C••••••• • C••• I••• to F•••••••• L••left Oct 7, 2014, registered Nov 10, 2014 (34 days) · Other
- P•••• S•••••• • C•• to C••••••• • C••• I•••left Jun 26, 2006, registered Sep 8, 2006 (74 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address