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Registered advisor
A••••• B•••••• C••••
Feed of 09/14/2026
Also filed as Al C••••
At current firm
5 y
since Feb 17, 2021
In the industry
39 y
since Jul 2, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Melbourne, Fl
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Miami Beach, Fl
- B••• I••••••••• S•••••••• I••• formerJan 15, 2015 to Jan 2, 2018 · Charlotte, Nc
- B••• S••••••••• L•• formerOct 10, 2013 to Jan 15, 2015 · Ft Lauderdale, Fl
- M••••• S•••••• D• I••• unclassifiedJul 9, 1999 to Feb 2, 2007 · Stuart, Fl
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- B••• S••••••••• L•• to B••• I••••••••• S•••••••• I•••left Jan 15, 2015, registered Jan 15, 2015 (0 days) · Other
- M••••• S•••••• D• I••• to B••• S••••••••• L••left Feb 2, 2007, registered Oct 10, 2013 (2442 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address