A••• A•••• H••••

W•••• F•••• A•••••••wirehouseRichmond, Vadual registrantIAPD 1674491

Feed of 09/14/2026

Also filed as A• H••••

At current firm

0 y

since Dec 18, 2025

In the industry

39 y

since May 18, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Dec 18, 2025 · Richmond, Va
A••••••••• F•••••••• S•••••••• L•• national BD
Jun 30, 2022 to Dec 18, 2025 · Richmond, Va
M•• I•••••••• S•••••••• L•• BD affiliated
Aug 6, 1997 to Jul 6, 2022 · Glen Allen, Va

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Dec 18, 2025, registered Dec 18, 2025 (0 days) · Affiliated broker-dealer or bank to wirehouse
M•• I•••••••• S•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Jul 6, 2022, registered Jun 30, 2022 (-6 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Dec 18, 2025 · Advisor changed firm · fact
••• Locked
Jul 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address