RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Jul 16, 2012 · Coral Gables, Fl
- M••••• K••••• • C••••••• L•• formerMay 8, 2006 to Jul 11, 2012 · Coral Gables, Fl
- U•• I••••••••• I••• unclassifiedJun 3, 2002 to May 19, 2006 · Coral Gables, Fl
- U•• F•••••••• S••••••• I••• wirehouseFeb 26, 1993 to Jun 1, 2002 · Coral Gables, Fl
- M••••• K••••• • C••••••• L•• to M••••• S••••••left Jul 11, 2012, registered Jul 16, 2012 (5 days) · Other
- U•• I••••••••• I••• to M••••• K••••• • C••••••• L••left May 19, 2006, registered May 8, 2006 (-11 days) · Other
- U•• F•••••••• S••••••• I••• to U•• I••••••••• I•••left Jun 1, 2002, registered Jun 3, 2002 (2 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address