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Registered advisor
M•••••• S•••• R•••••••
Feed of 09/14/2026
Also filed as Dyno R•••••••
At current firm
1 y
since Nov 14, 2024
In the industry
33 y
since Apr 12, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Columbus, Oh
- P•••• S••••••••• L•• no RAUMMar 10, 2021 to Nov 14, 2024 · Columbus, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDSep 10, 2010 to Mar 11, 2021 · Dublin, Oh
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Sep 8, 2010 · Columbus, Oh
- A• G• E•••••• • S•••• I••• unclassifiedFeb 4, 2003 to Jan 1, 2008 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••left Mar 11, 2021, registered Mar 10, 2021 (-1 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Sep 8, 2010, registered Sep 10, 2010 (2 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address