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Registered advisor
M••••• H•••••••
Feed of 09/15/2026
Also filed as M••••• Keith H•••••••
At current firm
0 y
since Jan 7, 2026
In the industry
38 y
since Oct 27, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jan 7, 2026 · Elkhart, In
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 2, 2019 to Sep 16, 2024 · South Bend, In
- P•••• S••••••••• L•• no RAUMJan 29, 2018 to Jun 3, 2019 · Mercer Island, Wa
- C•••••• S••••• • C••• I••• national BDJun 5, 2015 to Aug 4, 2017 · Fishers (Indianapolis), In
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to P•• W••••• M•••••••••left Sep 16, 2024, registered Jan 7, 2026 (478 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 3, 2019, registered Jul 2, 2019 (29 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to P•••• S••••••••• L••left Aug 4, 2017, registered Jan 29, 2018 (178 days) · Affiliated broker-dealer or bank to another
Signals
- M••••• H••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for P•• W••••• M••••••••• (registered 2026-01-07)Sep 16, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address