RIA Intelligence

• H•••••• T••••••• • K•••• L•• independent RIA current
  since Jan 6, 2017 · Conshohocken, Pa
• K••••••••• A••••••• former
  Jan 7, 2013 to Nov 30, 2016 · Berwyn, Pa
• A•••• F•••••••• A•••••••• L••••• unclassified
  Oct 14, 2003 to Jun 16, 2009 · Philadelphia, Pa
• E••• F•••••••• A••••••• unclassified
  Aug 30, 2002 to Nov 25, 2002 · Media, Pa
• 1•• G••••• A••••••• I•• former
  Oct 10, 2000 to Dec 31, 2012 · Downingtown, Pa

• K••••••••• A••••••• to H•••••• T••••••• • K•••• L••
  left Nov 30, 2016, registered Jan 6, 2017 (37 days) · Other
• 1•• G••••• A••••••• I•• to E••• F•••••••• A•••••••
  left Dec 31, 2012, registered Aug 30, 2002 (-3776 days) · Other
• A•••• F•••••••• A•••••••• L••••• to K••••••••• A•••••••
  left Jun 16, 2009, registered Jan 7, 2013 (1301 days) · Other
• E••• F•••••••• A••••••• to A•••• F•••••••• A•••••••• L•••••
  left Nov 25, 2002, registered Oct 14, 2003 (323 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

38derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address