DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kristi Lee Andersen
Certified Financial Planner
Feed of 09/15/2026
At current firm
2 y
since Oct 11, 2023
In the industry
33 y
since Nov 13, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Oct 11, 2023 · Plymouth, Mn
- Cetera Investment Advisers LLC BD affiliatedJun 29, 2023 to Oct 11, 2023 · Minnetonka, Mn
- Advisornet Wealth Partners independent RIAJan 29, 2014 to Feb 28, 2022 · Minnetonka, Mn
- Cetera Advisor Networks LLC formerJan 8, 2014 to Jun 29, 2023 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Osaic Wealth, Inc.left Oct 11, 2023, registered Oct 11, 2023 (0 days) · Affiliated broker-dealer or bank to another
- Cetera Advisor Networks LLC to Advisornet Wealth Partnersleft Jun 29, 2023, registered Jan 29, 2014 (-3438 days) · Other · moved with a team
- Advisornet Wealth Partners to Cetera Investment Advisers LLCleft Feb 28, 2022, registered Jun 29, 2023 (486 days) · RIA to affiliated broker-dealer or bank
Signals
- Kristi Lee Andersen left Cetera Investment Advisers Llc for Osaic Wealth, Inc. (registered 2023-10-11)Oct 11, 2023 · Advisor changed firm · fact
- Kristi Lee Andersen left Cetera Advisor Networks Llc for Advisornet Wealth Partners (registered 2014-01-29)Jun 29, 2023 · Advisor changed firm · fact
- Kristi Lee Andersen left Advisornet Wealth Partners for Cetera Investment Advisers Llc (registered 2023-06-29)Feb 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address