DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Hyung Jin Kim
Certified Financial Planner
Feed of 09/14/2026
Also filed as Hyung J Kim
At current firm
3 y
since Sep 13, 2023
In the industry
21 y
since Mar 24, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Diversify Advisory Services, LLC BD affiliated currentsince Sep 13, 2023 · South Jordan, Ut
- Dfpg Investments, LLC formerAug 25, 2023 to Dec 31, 2023 · Sandy, Ut
- Klk Capital Management LLC formerApr 25, 2014 to Dec 31, 2023 · Los Angeles, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 25, 2005 to Apr 25, 2014 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Dfpg Investments, LLC to Diversify Advisory Services, LLCleft Dec 31, 2023, registered Sep 13, 2023 (-109 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Klk Capital Management LLC to Dfpg Investments, LLCleft Dec 31, 2023, registered Aug 25, 2023 (-128 days) · RIA to RIA · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Klk Capital Management LLCleft Apr 25, 2014, registered Apr 25, 2014 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
- Hyung Jin Kim left Dfpg Investments, Llc for Diversify Advisory Services, Llc (registered 2023-09-13)Dec 31, 2023 · Advisor changed firm · fact
- Hyung Jin Kim left Klk Capital Management Llc for Dfpg Investments, Llc (registered 2023-08-25)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address