DFX Intelligence
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Team lift-out
5 advisors left D••• I••••••••• L•• for D•••••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dorian Michael Grady | San Jose, Ca | Dec 22, 2023 | Dec 22, 2023 |
| Adilene Calixtro | Santa Rosa, Ca | Dec 31, 2023 | Oct 3, 2023 |
| Anthony Al Nasser | San Jose, Ca | Dec 31, 2023 | Dec 22, 2023 |
| Hyung Jin Kim | Los Angeles, Ca | Dec 31, 2023 | Sep 13, 2023 |
| Anthony Angelo Cipolla | Santa Rosa, Ca | Jan 2, 2024 | Oct 3, 2023 |
| Bryan Sonderby | Rancho Santa Fe, Ca | Jan 2, 2024 | Dec 8, 2023 |
| Richard Kim | Los Angeles, Ca | Jan 2, 2024 | Sep 13, 2023 |
The rule
- Registrations ended
- Dec 22, 2023 to Jan 2, 2024
- Registered next
- Oct 3, 2023 to Dec 22, 2023
- Branch state
- CA
- Cities
- 3, most in Santa Rosa, Ca
- Registered there that day
- 35 (people still on IAPD; an estimate)
- Share of that headcount
- 14%
- Succession by the destination
- a succession within a year (Aug 2, 2023), not necessarily this firm