RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C•••••• B•••
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Jul 14, 2023 · White Lake, Mi
- L•• F•••••••• L•• BD affiliatedMar 24, 2017 to Nov 18, 2022 · Canton, Mi
- K•••• M••••••••• formerApr 7, 2010 to Jan 3, 2017 · Ponte Vedra Beach, Fl
- G•••••••• F••••••••• I•• unclassifiedApr 27, 2006 to Mar 30, 2010 · Novi, Mi
- L•• F•••••••• L•• to A••••••• F•••••••• A•••••••• L••left Nov 18, 2022, registered Jul 14, 2023 (238 days) · RIA to affiliated broker-dealer or bank
- K•••• M••••••••• to L•• F•••••••• L••left Jan 3, 2017, registered Mar 24, 2017 (80 days) · Other
- G•••••••• F••••••••• I•• to K•••• M•••••••••left Mar 30, 2010, registered Apr 7, 2010 (8 days) · Other
- M•••••• C•••••• B••• left L•• F•••••••• L•• for A••••••• F•••••••• A•••••••• L•• (registered 2023-07-14)Nov 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address