RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A•••••• B••••
- A•••••••• C•••••• M••••••••• independent RIA currentsince Feb 6, 2020 · Cornelius, Nc
- B•••• F•••••••• S••••••••• L•• unclassifiedDec 10, 2012 to Feb 14, 2020 · Myrtle Beach, Sc
- A•••••••• C•••••• M••••••••• independent RIAAug 4, 2011 to Dec 10, 2012 · Dillon, Sc
- R•••• I••••••••• A••••••• L•• BD affiliatedJul 29, 2010 to Aug 2, 2011 · Kentwood, Mi
- Q•••••• A•••• M••••••••• I••• formerJan 15, 2008 to Oct 7, 2008 · Dillon, Sc
- M•••••• A••••• A•••••••• I••• unclassifiedJun 12, 2006 to Dec 31, 2006 · Dillon, Sc
- K•••• M••••••••• formerSep 22, 2005 to Apr 5, 2006 · Dillon, Sc
- B•••• F•••••••• S••••••••• L•• to A•••••••• C•••••• M•••••••••left Feb 14, 2020, registered Feb 6, 2020 (-8 days) · Other · moved with a team
- A•••••••• C•••••• M••••••••• to B•••• F•••••••• S••••••••• L••left Dec 10, 2012, registered Dec 10, 2012 (0 days) · Other
- R•••• I••••••••• A••••••• L•• to A•••••••• C•••••• M•••••••••left Aug 2, 2011, registered Aug 4, 2011 (2 days) · Other
- Q•••••• A•••• M••••••••• I••• to R•••• I••••••••• A••••••• L••left Oct 7, 2008, registered Jul 29, 2010 (660 days) · Other
- M•••••• A••••• A•••••••• I••• to Q•••••• A•••• M••••••••• I•••left Dec 31, 2006, registered Jan 15, 2008 (380 days) · Other
- K•••• M••••••••• to M•••••• A••••• A•••••••• I•••left Apr 5, 2006, registered Jun 12, 2006 (68 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address