DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alphastar Capital Management
Legal name Alphastar Capital Management, LLC
Latest filing Jul 30, 2026
First filing on the tape Nov 16, 2011 · 88 filings
SEC status approved since May 18, 2011
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$2.2B individuals and HNW
Advisors
152
registered through the firm on IAPD
RAUM per advisor
$16.4M
derived; firm RAUM over IAPD count
Employees
150
130 advisory (5.B.1)
Offices
86
beyond the principal office
Private funds
0
reported on Schedule D
History
88 filings and snapshots on the tape
RAUM$2.5B as of Jul 30, 2026
Jan 24, 2012$28.2M then
HNW client RAUM$791M as of Jul 30, 2026
Mar 6, 2019$55.1M then
State-registered IARs (5.B.3)128 as of Jul 30, 2026
Jan 24, 20120 then
Employees (5.A)150 as of Jul 30, 2026
Mar 27, 201359 then
Private funds: no history
RAUM +36% over the last fiscal year+20% a year over threeIARs 107 to 128offices 66 to 86
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RAUM per advisor
- $16.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $158,038derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.8derived87 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -27%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $649M, 2,503 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.4B58%
- High-net-worth individuals$791M32%
- Other investment advisers$201M8.0%
- Pension and profit-sharing plans$48.5M1.9%
- Corporations and businesses$8.8M0.4%
- Charitable organizations$3.8M0.2%
- Individual clients
- 8,051reported
- HNW clients
- 415reported
- Pension plan clients
- 20reported
- Charitable clients
- 13reported
- Accounts
- 15,795reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $649M for 2,503 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.08 institutional_share=0.02 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
150 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian Kenji Williams | Cornelius, Nc | May 18, 2011 | 19 y | 0 |
| William David Hudson | Cornelius, Nc | Aug 2, 2011 | 26 y | 1 |
| Patrick Jude Seaman | Cornelius, Nc | Aug 25, 2011 | 23 y | 2 |
| David Alan Lopez | Stafford, Va | Aug 31, 2011 | 17 y | 1 |
| James Raymond Seaman | Cornelius, Nc | Nov 7, 2011 | 28 y | 2 |
| Victor Jerome Gray | Cincinnati, Oh | Jan 11, 2012 | 22 y | 2 |
| Scott L Nelson | Clearfield, Ut | Dec 6, 2013 | 15 y | 2 |
| Charles Edward Neumaier | Brookville, Oh | Jan 13, 2014 | 29 y | 1 |
| Jon Christian Yancey | Cornelius, Nc | Apr 1, 2014 | 12 y | 0 |
| Phillip P. Lawson | Cornelius, Nc | May 1, 2015 | 19 y | 2 |
| Robin Ann Cash | Fisherville, Va | Mar 31, 2016 | 20 y | 2 |
| Crystal Marie LangdonCertified Financial Planner | Latham, Ny | Jun 12, 2017 | 27 y | 2 |
| David Richard Tillou | Lakeville, Mn | Nov 3, 2017 | 40 y | 1 |
| Jeffrey Allen Headrick | Wilmington, Nc | Jan 4, 2018 | 23 y | 2 |
| Brice W Payne | Clemmons, Nc | May 11, 2018 | 15 y | 3 |
| Shaun M Tarzy | Cornelius, Nc | Aug 30, 2018 | 17 y | 1 |
| Peter John MayCertified Financial Planner | Ardmore, Pa | Nov 16, 2018 | 10 y | 1 |
| Ross S Rubin | Ardmore, Pa | Nov 16, 2018 | 19 y | 5 |
| Shawn Michael Sigler | Cornelius, Nc | Jul 2, 2019 | 17 y | 0 |
| Tanner J Ellsworth | American Fork, Ut | Sep 4, 2019 | 22 y | 0 |
| Andrew Philip Barnett | Cornelius, Nc | Jan 14, 2020 | 11 y | 0 |
| Reid MathewsCertified Financial Planner | Myrtle Beach, Sc | Feb 5, 2020 | 11 y | 1 |
| Richard Anthony BerryChartered Financial Consultant | Cornelius, Nc | Feb 6, 2020 | 39 y | 6 |
| Colton Jeremiah Gentry | Manhattan, Ks | Apr 10, 2020 | 12 y | 0 |
| Logan Scott Sadler | Hemet, Ca | Jun 15, 2020 | 11 y | 0 |
| Troy Michael Dipre | Cornelius, Nc | Jun 29, 2020 | 18 y | 1 |
| Brian R Bach | Milford, Ct | Jul 2, 2020 | 39 y | 6 |
| Scott James JacobChartered Financial Consultant | Cornelius, Nc | Jul 2, 2020 | 21 y | 3 |
| Rufus Mack Hunley | Cornelius, Nc | Oct 23, 2020 | 20 y | 1 |
| Justin Lea Dean | Hickory, Nc | Nov 10, 2020 | 15 y | 0 |
| Nicholas Bryant SmithCertified Financial Planner | Rochester, Mn | Dec 14, 2020 | 12 y | 1 |
| Logan Scott Ramer | Rochester, Mn | Dec 14, 2020 | 12 y | 1 |
| Arron Price | Cornelius, Nc | Jan 25, 2021 | 11 y | 0 |
| Jonathan Patrick BlevinsCertified Financial Planner, Chartered Financial Consultant | Cornelius, Nc | Feb 16, 2021 | 22 y | 3 |
| Colin James HurstCertified Financial Planner | Cincinnati, Oh | Feb 17, 2021 | 22 y | 0 |
| Luis Chase LopezCertified Financial Planner | Cornelius, Nc | Mar 24, 2021 | 10 y | 0 |
| Thomas Joseph DingleyChartered Financial Consultant | Clifton Park, Ny | Apr 2, 2021 | 15 y | 1 |
| Paul Scott Taylor | Cornelius, Nc | Aug 4, 2021 | 31 y | 6 |
| George Langdon | Latham, Ny | Aug 19, 2021 | 13 y | 0 |
| Duke Michael Smith | Kankakee, Il | Jan 6, 2022 | 26 y | 3 |
Advisor movement
7 left, 32 joined in 12 months
net +25 in 12 months0 left in 90 days6 joined in 90 daysdeparture rate 4.6% of current headcount36 left over 36 months
Left, latest
- Paul Eugene Seal to Signal Advisors Wealth, LLCApr 8, 2026 · RIA to RIA
- Christina Evenson to State Farm Investment Management Corp.Apr 1, 2026 · Other
- Nicholas John Lavella to Integrative Planning, Inc.Oct 29, 2025 · RIA to RIA
- George Allen Martin to Impact Partnership Wealth, LLCOct 16, 2025 · RIA to RIA
- Penny Jean Young to Wells Fargo AdvisorsOct 6, 2025 · RIA to wirehouse
- Ross Ian Phillips to Foundations Investment Advisors LLCSep 26, 2025 · RIA to RIA
- Jake Kreppel to Ae Wealth Management, LLCSep 19, 2025 · RIA to affiliated broker-dealer or bank
- Shawn Patrick Lee to Integrative Planning, Inc.Aug 5, 2025 · RIA to a newly registered adviser
- Andrew James Gibson to Integrative Planning, Inc.Aug 5, 2025 · RIA to a newly registered adviser
- Jeffrey Jozsef Tamas to Ideal Retirement SolutionsJun 23, 2025 · RIA to RIA
- Corey J Cyr to Ideal Retirement SolutionsJun 23, 2025 · RIA to RIA
- Douglas David Horne to Foundations Investment Advisors LLCMay 12, 2025 · RIA to RIA
- Christopher Lopes Ribeiro to Coppell Advisory Solutions LLCApr 28, 2025 · RIA to RIA
- Jack Victor Clauser to Wealthcare Advisory Partners LLCApr 1, 2025 · RIA to RIA
- James Marshall Dubrueler to Wealthcare Advisory Partners LLCApr 1, 2025 · RIA to RIA
Joined, latest
- Nathan Tye Steely from Cetera Investment Advisers LLCSep 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ara Alexander Kachadourian from US Capital Global Wealth Management, LLCSep 8, 2026 · Other
- Todd S Shipley from Yield Wealth Ltd.Sep 4, 2026 · Other
- Israel Chavez from Florida Financial Advisors, LLCSep 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Andrew Joshua Avery from Clearstead; Clearstead Advisory SolutionsAug 7, 2026 · RIA to RIA
- Matthew M Strzelczyk from Brookstone Capital Management LLCJun 30, 2026 · RIA to RIA
- Erica Hall from The InstituteJun 2, 2026 · RIA to RIA
- David Clifford Hall from The InstituteJun 2, 2026 · RIA to RIA
- Alisha Wright from The InstituteMay 18, 2026 · RIA to RIA
- Krista Piazza from Worcester County Fiduciary Advisors IncMay 11, 2026 · Other
- Matt John Milosevich from Advisory Alpha, LLCMar 6, 2026 · RIA to RIA
- Mark Gordon Huhta from Gradient Advisors, LLCMar 5, 2026 · RIA to RIA
- Austin Chandler Dixon from Empower Advisory Group, LLCFeb 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- James Lincoln Wynn from Alight Financial Advisors, LLCJan 22, 2026 · RIA to RIA
- Russell Grady Morris from LPL Financial LLCJan 21, 2026 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Integrative Planning, Inc.Aug 5, 2025 · Cornelius, Nc
- 2 left for Integrity Advisory SolutionsJan 31, 2025 · Cornelius, Nc
- 2 left for Everstar Asset Management, LLCOct 31, 2023 · Cornelius, Nc
- 2 left for Hornor, Townsend & Kent, LLCAug 2, 2023 · Franklin, Tn
- 2 left for Everstar Asset Management, LLCJul 24, 2023 · Charlotte, Nc
- 5 left for Sageguard Financial Group, LLCApr 20, 2023 · Cornelius, Nc
- 2 left for Sageguard Financial Group, LLCApr 19, 2023 · Goodlettsville, Tn
- 2 left for Paradigm Wealth ManagementJun 30, 2022 · Cornelius, Nc
- 2 joined from The InstituteJun 9, 2026 · Denver, Co
- 2 joined from Brookstone Wealth Advisors, LLCDec 2, 2025 · Wheaton, Il
- 4 joined from Planmember Securities CorporationOct 20, 2025 · Carpinteria, Ca
- 2 joined from Portfolio Medics, LLCJan 2, 2025 · Bonita Springs, Fl
- 2 joined from Ae Wealth Management, LLCDec 10, 2024 · Greenville, Sc
- 2 joined from Ae Wealth Management, LLCApr 8, 2022 · Fruitland Park, Fl
- 7 joined from Sageguard Financial Group, LLCDec 7, 2021 · Goodlettsville, Tn · Firm absorbed
- 2 joined from Sageguard Financial Group, LLCDec 7, 2021 · Nacogdoches, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anitra Cassas · General Counsel Officercontrolsince 10/2024 · owns less than 5%
- Beth Laura Furner · Chief Operating Officercontrolsince 02/2021 · owns less than 5%
- A Derek Gubala · Co-Presidentcontrolsince 04/2025 · owns 5% to 10%
- Kellen Casey Mcintyre · Co-Presidentcontrolsince 06/2025 · owns 5% to 10%
- John Anthony Parish · Chief Investment Officer / Membercontrolsince 04/2019 · owns 5% to 10%
- Wilburn Julie Starr · Chief Financial Officercontrolsince 11/2023 · owns less than 5%
- Brian Paul Stetz · Presidentcontrolsince 11/2023 · owns less than 5%
- Kenji Brian Williams · Managing Partnercontrolsince 04/2011 · owns 10% to 25%
- Morgan Christi Johnson · Trusteecontrolsince 04/2011 · owns 75% or more of Berry H Johnson Jr Family Trust
- Adams Ericka Cain · Membersince 04/2011 · owns 10% to 25%
- Henry William Cain · Membersince 04/2011 · owns 10% to 25%
- Ryan James Cooper · Membersince 04/2011 · owns 10% to 25%
- Evans Michael Mullan · Membersince 04/2011 · owns 10% to 25%
- Glenn Nicholas Ross · Membersince 08/2019 · owns 5% to 10%
- Ashley Matthew Swendiman · Chief Compliance Officersince 11/2024 · owns less than 5%
Entity owners
- Berry H Johnson Jr Family Trust · Memberdirect · owns 10% to 25%
- Capital Call, LLC · Memberdirect · owns 10% to 25%
- Cooper Family Enterprises, LLC · Memberdirect · owns 10% to 25%
- Enterline Capital, LLC · Memberdirect · owns 10% to 25%
- Life Innovations, LLC · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Alphastar Capital Management Insurancereal estatey
- Barnabas Capital, LLCbroker-dealern
- Financial Independence Group, LLC.real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cornelius, Nc · principal | 153 | 54 | 5 | ||
| Greenville, Sc | 6 | 4 | 0 | ||
| Hickory, Nc | 4 | 1 | 0 | ||
| Davenport, Ia | 4 | 4 | 0 | ||
| Boca Raton, Fl | 4 | 2 | 0 | ||
| Pensacola, Fl | 3 | 2 | 0 | ||
| Hudson, Wi | 3 | 1 | 0 | ||
| Woodbury, Mn | 3 | 1 | 0 | ||
| Canton, Oh | 3 | 0 | 0 | ||
| Florence, Al | 3 | 0 | 0 | ||
| Rochester, Mn | 3 | 0 | 0 | ||
| Cincinnati, Oh | 3 | 1 | 0 | ||
| Clemmons, Nc | 3 | 0 | 0 | ||
| Stafford, Va | 3 | 1 | 0 | ||
| Fisherville, Va | 2 | 0 | 0 | ||
| Boiling Springs, Sc | 2 | 0 | 0 | ||
| Enfield, Ct | 2 | 1 | 0 | ||
| Alpharetta, Ga | 2 | 1 | 0 | ||
| Hemet, Ca | 2 | 1 | 0 | ||
| Jenks, Ok | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Stafford, VA6 employees
- Pensacola, FL6 employees
- Cornelius, NC5 employees
- Canton, OH4 employees
- Hickory, NC4 employees
- Hudson, WI4 employees
- Mooresville, NC4 employees
- Alpine, UT3 employees
- Boca Raton, FL3 employees
- Brigham City, UT3 employees
- Cincinnati, OH3 employees
- Clemmons, NC3 employees
- Fisherville, VA3 employees
- Latham, NY3 employees
- Port Charlotte, FL3 employees
- Rochester, MN3 employees
- Winchester, VA3 employees
- Hemet, CA2 employees
- Sugar Land, TX2 employees
- Wildwood, FL2 employees
- Solon, OH2 employees
- Boiling Springs, SC2 employees
- Marysville, MI2 employees
- Milford, CT2 employees
- Jenks, OK2 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 30, 2026Stetz, Paul, Brian (PRESIDENT) left Schedule A between the filings of 2024-11-06 and 2026-07-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 30, 2026GUBALA, DEREK, A (CO-PRESIDENT) appeared on Schedule A between the filings of 2024-11-06 and 2026-07-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 30, 2026McIntyre, Casey, Kellen (CO-PRESIDENT) appeared on Schedule A between the filings of 2024-11-06 and 2026-07-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 30, 2026JOHNSON, CHRISTI, MORGAN (TRUSTEE) left Schedule A between the filings of 2024-11-06 and 2026-07-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 30, 2026WILLIAMS, BRIAN, KENJI (MANAGING PARTNER) left Schedule A between the filings of 2024-11-06 and 2026-07-30peers: independent wealth managers, $1B to $5B (1,360)
- clients down average size upCombination · filing Mar 31, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $1,841,154,148 to $2,496,202,761, advisors 107 to 128, private clients 11529 to 8466, offices 66 to 86 (2025-03-31 to 2026-03-31)peers: independent wealth managers, $1B to $5B (1,360)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 16.0% to 32.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 11,592 to 15,795Jan 28, 2026 to Mar 31, 2026
- Advisory employees · 109 to 130Jan 28, 2026 to Mar 31, 2026
- BD registered reps · 0 to 5Jan 28, 2026 to Mar 31, 2026
- Charity clients · unset to 13.0Jan 28, 2026 to Mar 31, 2026
- Corporate clients · 47 to 21Jan 28, 2026 to Mar 31, 2026
- HNW clients · 163 to 415Jan 28, 2026 to Mar 31, 2026
- Individual clients · 11,366 to 8,051Jan 28, 2026 to Mar 31, 2026
- Pension plan clients · 9 to 20Jan 28, 2026 to Mar 31, 2026
- Assets in custody · $517M to $649MJan 28, 2026 to Mar 31, 2026
- Employees · 124 to 150Jan 28, 2026 to Mar 31, 2026
- State-registered IARs · 107 to 128Jan 28, 2026 to Mar 31, 2026
- Other offices · 66 to 86Jan 28, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.8B to $2.5BJan 28, 2026 to Mar 31, 2026
- HNW RAUM · $289M to $791MJan 28, 2026 to Mar 31, 2026
- Individual RAUM · $1.4B to $1.4BJan 28, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $1.4MJan 28, 2026 to Mar 31, 2026
- Pension RAUM · $30.7M to $48.5MJan 28, 2026 to Mar 31, 2026
- RAUM · $1.8B to $2.5BJan 28, 2026 to Mar 31, 2026
- Financial planning clients · 26-50 to 26-50May 8, 2025 to Jun 17, 2025
- Accounts · 10,083 to 11,592Feb 26, 2025 to Mar 31, 2025
- Advisory employees · 94 to 109Feb 26, 2025 to Mar 31, 2025
- Advisory activities · 5 to 6Feb 26, 2025 to Mar 31, 2025
- BD registered reps · 2 to 0Feb 26, 2025 to Mar 31, 2025
- Corporate clients · 70 to 47Feb 26, 2025 to Mar 31, 2025
- HNW clients · 171 to 163Feb 26, 2025 to Mar 31, 2025
- Individual clients · 9,823 to 11,366Feb 26, 2025 to Mar 31, 2025
- Pension plan clients · 19 to 9Feb 26, 2025 to Mar 31, 2025
- Assets in custody · $31.7M to $517MFeb 26, 2025 to Mar 31, 2025
- Employees · 109 to 124Feb 26, 2025 to Mar 31, 2025
- Insurance-licensed employees · 2 to 4Feb 26, 2025 to Mar 31, 2025
- State-registered IARs · 91 to 107Feb 26, 2025 to Mar 31, 2025
- Other offices · 58 to 66Feb 26, 2025 to Mar 31, 2025
- Discretionary RAUM · $1.1B to $1.8BFeb 26, 2025 to Mar 31, 2025
- HNW RAUM · $292M to $289MFeb 26, 2025 to Mar 31, 2025
- Individual RAUM · $814M to $1.4BFeb 26, 2025 to Mar 31, 2025
- Pension RAUM · $29.5M to $30.7MFeb 26, 2025 to Mar 31, 2025
- RAUM · $1.1B to $1.8BFeb 26, 2025 to Mar 31, 2025
- Business name · ALPHASTAR CAPITAL MANAGEMENT, LLC to ALPHASTAR CAPITAL MANAGEMENTMar 27, 2024 to Apr 2, 2024
- Accounts · 13,326 to 10,083Sep 6, 2023 to Mar 27, 2024
- Advisory employees · 112 to 94Sep 6, 2023 to Mar 27, 2024
Signals
60 dated events
- Kyle E Boggiano registered as an investment adviser representative at Alphastar Capital ManagementSep 14, 2026 · Advisor registered · fact
- 2 advisors left The Institute (Denver, CO) for Alphastar Capital Management on the same dayJun 9, 2026 · Team lift-out · derived
- Paul Eugene Seal left Alphastar Capital Management for Signal Advisors Wealth, Llc (registered 2026-04-09)Apr 8, 2026 · Advisor changed firm · fact
- Christina Evenson left Alphastar Capital Management for State Farm Investment Management Corp. (registered 2026-08-13)Apr 1, 2026 · Advisor changed firm · fact
- Alphastar Capital Management reported 86 offices beyond its principal office, up from 66 (2026-01-28 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Alphastar Capital Management reported RAUM $2.5B, up 36% from $1.8B (2026-01-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- 2 advisors left Brookstone Wealth Advisors, LLC (Wheaton, IL) for Alphastar Capital Management on the same dayDec 2, 2025 · Team lift-out · derived
- Nicholas John Lavella left Alphastar Capital Management for Integrative Planning, Inc. (registered 2026-01-06)Oct 29, 2025 · Advisor changed firm · fact
- 2 advisors left Planmember Securities Corporation (Carpinteria, CA) for Alphastar Capital Management on the same dayOct 20, 2025 · Team lift-out · derived
- George Allen Martin left Alphastar Capital Management for Impact Partnership Wealth, Llc (registered 2025-10-22)Oct 16, 2025 · Advisor changed firm · fact
- Penny Jean Young left Alphastar Capital Management for Wells Fargo Advisors (registered 2026-04-10)Oct 6, 2025 · Advisor changed firm · fact
- Ross Ian Phillips left Alphastar Capital Management for Foundations Investment Advisors Llc (registered 2025-10-22)Sep 26, 2025 · Advisor changed firm · fact
- Jake Kreppel left Alphastar Capital Management for Ae Wealth Management, Llc (registered 2025-09-04)Sep 19, 2025 · Advisor changed firm · fact
- Shawn Patrick Lee left Alphastar Capital Management for Integrative Planning, Inc. (registered 2025-08-06)Aug 5, 2025 · Advisor changed firm · fact
- Andrew James Gibson left Alphastar Capital Management for Integrative Planning, Inc. (registered 2025-07-10)Aug 5, 2025 · Advisor changed firm · fact
- 2 advisors left Alphastar Capital Management (Cornelius, NC) for Integrative Planning, Inc. on the same dayAug 5, 2025 · Team lift-out · derived
- Jeffrey Jozsef Tamas left Alphastar Capital Management for Ideal Retirement Solutions (registered 2025-04-23)Jun 23, 2025 · Advisor changed firm · fact
- Corey J Cyr left Alphastar Capital Management for Ideal Retirement Solutions (registered 2025-04-23)Jun 23, 2025 · Advisor changed firm · fact
- Douglas David Horne left Alphastar Capital Management for Foundations Investment Advisors Llc (registered 2025-05-23)May 12, 2025 · Advisor changed firm · fact
- Christopher Lopes Ribeiro left Alphastar Capital Management for Coppell Advisory Solutions Llc (registered 2025-05-22)Apr 28, 2025 · Advisor changed firm · fact
- James Marshall Dubrueler left Alphastar Capital Management for Wealthcare Advisory Partners Llc (registered 2025-04-01)Apr 1, 2025 · Advisor changed firm · fact
- Jack Victor Clauser left Alphastar Capital Management for Wealthcare Advisory Partners Llc (registered 2025-06-17)Apr 1, 2025 · Advisor changed firm · fact
- Alphastar Capital Management reported 66 offices beyond its principal office, up from 58 (2025-02-26 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- Alphastar Capital Management reported RAUM $1.8B, up 61% from $1.1B (2025-02-26 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Nnamdi Obi Anyafo left Alphastar Capital Management for Simplicity Wealth (registered 2025-03-19)Mar 18, 2025 · Advisor changed firm · fact
- Isaiah Smith left Alphastar Capital Management for Integrity Advisory Solutions (registered 2025-03-03)Mar 4, 2025 · Advisor changed firm · fact
- Christopher Anthony Faulk left Alphastar Capital Management for Lpl Enterprise, Llc (registered 2025-03-04)Mar 3, 2025 · Advisor changed firm · fact
- David Andrew Weiland left Alphastar Capital Management for Integrity Advisory Solutions (registered 2025-03-03)Feb 13, 2025 · Advisor changed firm · fact
- Robert Wayne Knotts left Alphastar Capital Management for Integrity Advisory Solutions (registered 2025-02-04)Jan 31, 2025 · Advisor changed firm · fact
- 2 advisors left Alphastar Capital Management (Cornelius, NC) for Integrity Advisory Solutions within 13 daysJan 31, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 855-340-2514reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/ALPHASTAR-CAPITAL-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ALPHASTARCM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 855-340-2514reportedpublic record, Form ADV, Jul 30, 2026
- Contact form
- alphastarcm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $16.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026