RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• H•••• C•••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 25, 2025 · New Boston, Nh
- O•••• I••••••••• I••• BD affiliatedNov 25, 2013 to Apr 2, 2025 · Wethersfield, Ct
- H•••••• C•••••• A•••••••• L•• unclassifiedJul 7, 2011 to Nov 20, 2013 · Wethersfield, Ct
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 8, 2008 to Nov 9, 2009 · Grafton, Ma
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 17, 2005 to Dec 31, 2007 · Bedford, Nh
- W•••••• • R••• formerAug 12, 2002 to May 18, 2005 · Manachester, Nh
- O•••• I••••••••• I••• to L•• F•••••••• L••left Apr 2, 2025, registered Apr 25, 2025 (23 days) · Affiliated broker-dealer or bank to another
- H•••••• C•••••• A•••••••• L•• to O•••• I••••••••• I•••left Nov 20, 2013, registered Nov 25, 2013 (5 days) · Other
- V••• F•••••••• A•••••••• I••• to H•••••• C•••••• A•••••••• L••left Nov 9, 2009, registered Jul 7, 2011 (605 days) · Other
- M•• I•••••••• S•••••••• L•• to V••• F•••••••• A•••••••• I•••left Dec 31, 2007, registered May 8, 2008 (129 days) · Other
- W•••••• • R••• to M•• I•••••••• S•••••••• L••left May 18, 2005, registered May 17, 2005 (-1 days) · Other
- R••••• H•••• C••••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2025-04-25)Apr 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address