DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bryan James Baccaro
Feed of 09/14/2026
At current firm
7 y
since Jun 4, 2019
In the industry
32 y
since Sep 10, 1994 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Allstate Financial Advisors, LLC BD affiliated currentsince Jun 4, 2019 · Red Bank, Nj
- Equitable Advisors, LLC national BDApr 27, 2018 to Apr 5, 2019 · Wall, Nj
- Tower Square Securities, Inc. formerDec 22, 2010 to Sep 4, 2013 · Somerset, Nj
- Msi Financial Services, Inc. formerSep 7, 2007 to Jul 7, 2016 · Somerset, Nj
- New England Securities Corporation formerSep 7, 2007 to Jan 2, 2015 · Iselin, Nj
- Walnut Street Securities, Inc. formerSep 7, 2007 to Sep 4, 2013 · Iselin, Nj
- Msi Financial Services, Inc. formerFeb 7, 2005 to Oct 28, 2005 · Tinton Falls, Nj
- Td Wealth Management Services Inc. unclassifiedMay 30, 2003 to May 7, 2004 · South Plainfield, Nj
- Merrill Lynch Investment Managers LP unclassifiedMay 8, 2003 to May 12, 2003 · Plainsboro, Nj
Moves
a registration end followed by a registration begin elsewhere
- Equitable Advisors, LLC to Allstate Financial Advisors, LLCleft Apr 5, 2019, registered Jun 4, 2019 (60 days) · Affiliated broker-dealer or bank to another · moved with a team
- Msi Financial Services, Inc. to Tower Square Securities, Inc.left Jul 7, 2016, registered Dec 22, 2010 (-2024 days) · Other
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Sep 7, 2007 (-2674 days) · corporate re-registration, not a move
- Tower Square Securities, Inc. to Equitable Advisors, LLCleft Sep 4, 2013, registered Apr 27, 2018 (1696 days) · Other
- Walnut Street Securities, Inc. to New England Securities Corporationleft Sep 4, 2013, registered Sep 7, 2007 (-2189 days) · channel change inside one enterprise, not a move
- Msi Financial Services, Inc. to Walnut Street Securities, Inc.left Oct 28, 2005, registered Sep 7, 2007 (679 days) · Other
- Td Wealth Management Services Inc. to Msi Financial Services, Inc.left May 7, 2004, registered Feb 7, 2005 (276 days) · Other
- Merrill Lynch Investment Managers LP to Td Wealth Management Services Inc.left May 12, 2003, registered May 30, 2003 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address