R••••• J••• F•••

• L•• F•••••••• L•• BD affiliated current
  since Mar 16, 2022 · Buffalo, Mn
• W•••• F•••• A••••••• wirehouse
  Jun 4, 2012 to Mar 21, 2022 · Pasadena, Ca
• L•• F•••••••• L•• BD affiliated
  Nov 6, 1995 to Jun 14, 2012 · Pasadena, Ca

• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Mar 21, 2022, registered Mar 16, 2022 (-5 days) · Wirehouse to independent RIA · moved with a team
• L•• F•••••••• L•• to W•••• F•••• A•••••••
  left Jun 14, 2012, registered Jun 4, 2012 (-10 days) · Other

• R••••• J••• F••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2022-03-16)
  Mar 21, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address