RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• G••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 11, 2019 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseMar 12, 2008 to Jan 22, 2019 · Houston, Tx
- C•••••• O•• I••••••••• L•• unclassifiedOct 30, 2007 to Feb 26, 2008 · Baton Rouge, La
- U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••left Jan 22, 2019, registered Jan 11, 2019 (-11 days) · Wirehouse to wirehouse
- C•••••• O•• I••••••••• L•• to U•• F•••••••• S••••••• I•••left Feb 26, 2008, registered Mar 12, 2008 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address