RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• V• S•••••••••
- V•••• F•••••••• G•••• i••••••••• wealth currentsince Nov 30, 2023 · Sugar Land, Tx
- I••••••••• F•••••••• P••••••• BD affiliatedMar 17, 2016 to Dec 20, 2023 · Bellaire, Tx
- L•• F•••••••• L•• BD affiliatedFeb 22, 2016 to Mar 18, 2016 · Bellaire, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 7, 2007 to Feb 26, 2016 · Bellaire, Tx
- W••••••• W••••• A•••••••• I••• i••••••••• wealthMay 14, 2004 to Apr 27, 2007 · Houston, Tx
- I•• S••••••••• I••• unclassifiedJul 31, 2002 to Dec 31, 2004 · Houston, Tx
- I••••••••• F•••••••• P••••••• to V•••• F•••••••• G••••left Dec 20, 2023, registered Nov 30, 2023 (-20 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Mar 18, 2016, registered Mar 17, 2016 (-1 days) · Other
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 26, 2016, registered Feb 22, 2016 (-4 days) · Other
- W••••••• W••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Apr 27, 2007, registered Jun 7, 2007 (41 days) · Other
- I•• S••••••••• I••• to W••••••• W••••• A•••••••• I•••left Dec 31, 2004, registered May 14, 2004 (-231 days) · Other
- E•••••••• V• S••••••••• left I••••••••• F•••••••• P••••••• for V•••• F•••••••• G•••• (registered 2023-11-30)Dec 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address