RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• F•••••• M••••••
- B••••••••• W••••• A•••••••• L•• no RAUM currentsince Jun 13, 2014 · Farmingdale, Ny
- R•••••• W••••• A•••••••• I••• independent RIAAug 30, 2011 to Jun 16, 2014 · Flushing, Ny
- R••••• A• B••••••• • A••••••••• L•• state registeredJun 8, 2011 to Aug 8, 2011 · Hauppauge, Ny
- R•••••• W••••• A•••••••• I••• to B••••••••• W••••• A•••••••• L••left Jun 16, 2014, registered Jun 13, 2014 (-3 days) · Other
- R••••• A• B••••••• • A••••••••• L•• to R•••••• W••••• A•••••••• I•••left Aug 8, 2011, registered Aug 30, 2011 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address