DFX Intelligence
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Registered advisor
J•••• W•••••• M••••••
Feed of 09/15/2026
Also filed as J•••• W•••••• M••••••••• M••••••
At current firm
4 y
since Sep 20, 2022
In the industry
36 y
since May 7, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
20
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Sep 20, 2022 · St. Louis, Mo
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 4, 2008 to Sep 25, 2012 · New York, Ny
- H••• S••••••••• •••• I••• BD affiliatedJun 6, 2006 to May 2, 2007 · Mineola, Ny
- C••••••• I••••••••• S••••••• unclassifiedNov 9, 2004 to Apr 11, 2005 · Plainview, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to E••••• J••••left Sep 25, 2012, registered Sep 20, 2022 (3647 days) · Other
- H••• S••••••••• •••• I••• to C•••••••• G••••• M•••••• I•••left May 2, 2007, registered Jun 4, 2008 (399 days) · Other
- C••••••• I••••••••• S••••••• to H••• S••••••••• •••• I•••left Apr 11, 2005, registered Jun 6, 2006 (421 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address