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Registered advisor
T••••• J• O••••••
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as T••••• Joseph O••••••
At current firm
0 y
since Jan 30, 2026
In the industry
36 y
since Feb 5, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 30, 2026 · Cherry Hill, Nj
- L•• F•••••••• L•• BD affiliatedFeb 14, 2018 to Feb 3, 2026 · Cherry Hill, Nj
- I••••• F•••••••• C••••••••• formerJan 23, 2013 to Feb 20, 2018 · Appleton, Wi
- H•••••• T••••••• • K•••• L•• independent RIAMar 5, 2003 to Feb 1, 2013 · Edison, Nj
- 1••• C•••••• M••••••••• C•••••• unclassifiedMay 24, 2002 to Feb 11, 2003 · Mount Laurel, Nj
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Feb 3, 2026, registered Jan 30, 2026 (-4 days) · Affiliated broker-dealer or bank to another
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 20, 2018, registered Feb 14, 2018 (-6 days) · corporate re-registration, not a move
- H•••••• T••••••• • K•••• L•• to I••••• F•••••••• C•••••••••left Feb 1, 2013, registered Jan 23, 2013 (-9 days) · Other
- 1••• C•••••• M••••••••• C•••••• to H•••••• T••••••• • K•••• L••left Feb 11, 2003, registered Mar 5, 2003 (22 days) · Other
Signals
- T••••• J• O•••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-01-30)Feb 3, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address