RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L•• F•••••
- C••••••• W••••• M••••••••• I••• independent RIA currentsince Jul 11, 2025 · Montrose, Co
- F•••••••• A•••••••• I••••••••• M••••••••• formerFeb 20, 2015 to Sep 9, 2025 · Tumwater, Wa
- C•••••••• W••••• M••••••••• unclassifiedAug 19, 2009 to Jan 11, 2016 · Tumwater, Wa
- R• • L• A••••••• S•••••••• L•• unclassifiedMay 29, 2007 to Aug 3, 2010 · Tumwater, Wa
- S••••• F•••••••• S•••••••• I••• formerApr 25, 2005 to Feb 8, 2007 · Tumwater, Wa
- L•• F•••••••• L•• BD affiliatedJan 24, 2000 to May 8, 2003 · Lacey, Wa
- F•••••••• A•••••••• I••••••••• M••••••••• to C••••••• W••••• M••••••••• I•••left Sep 9, 2025, registered Jul 11, 2025 (-60 days) · RIA to RIA
- C•••••••• W••••• M••••••••• to F•••••••• A•••••••• I••••••••• M•••••••••left Jan 11, 2016, registered Feb 20, 2015 (-325 days) · Other
- R• • L• A••••••• S•••••••• L•• to C•••••••• W••••• M•••••••••left Aug 3, 2010, registered Aug 19, 2009 (-349 days) · Other
- S••••• F•••••••• S•••••••• I••• to R• • L• A••••••• S•••••••• L••left Feb 8, 2007, registered May 29, 2007 (110 days) · Other
- L•• F•••••••• L•• to S••••• F•••••••• S•••••••• I•••left May 8, 2003, registered Apr 25, 2005 (718 days) · Other
- R•••••• L•• F••••• left F•••••••• A•••••••• I••••••••• M••••••••• for C••••••• W••••• M••••••••• I••• (registered 2025-07-11)Sep 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address