DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• W••••• M••••••••• I•••
Latest filing May 13, 2026
First filing on the tape Jun 13, 2019 · 25 filings
SEC status approved since Jul 11, 2019
RAUM
$327M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
93%
$304M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$32.7M
derived; firm RAUM over IAPD count
Employees
14
7 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$327M as of May 13, 2026
Jan 29, 2020$112M then
HNW client RAUM$170M as of May 13, 2026
Jan 29, 2020$44.1M then
State-registered IARs (5.B.3)9 as of May 13, 2026
Jan 29, 20203 then
Employees (5.A)14 as of May 13, 2026
Jan 29, 202011 then
Private funds: no history
RAUM +42% over the last fiscal year+21% a year over threeIARs 7 to 9offices 1 to 4
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $32.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 55derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $570,281derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 6.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.0derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +24%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$170M52%
- Individuals$134M41%
- Pension and profit-sharing plans$19.8M6.0%
- Charitable organizations$2.1M0.6%
- Corporations and businesses$1.6M0.5%
- Individual clients
- 478reported
- HNW clients
- 74reported
- Pension plan clients
- 10reported
- Charitable clients
- n/areported
- Accounts
- 574reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J••••••• M•••••Certified Financial Planner | Gunnison, Co | Jul 11, 2019 | 15 y | 1 |
| B•••• J• T•••••••• | Gunnison, Co | Jul 11, 2019 | 28 y | 3 |
| K•••• S•••• S••••••••• | Gunnison, Co | Jul 15, 2019 | 39 y | 3 |
| K••• A•••••• K•••••Certified Financial Planner | Gunnison, Co | Apr 9, 2020 | 11 y | 0 |
| L•••••• W•••••• A••••••• | Gunnison, Co | Dec 8, 2020 | 24 y | 0 |
| A••••• N••••• D•••••• | Montrose, Co | Feb 15, 2021 | 14 y | 0 |
| T••• H•••••Certified Financial Planner | Montrose, Co | Aug 3, 2022 | 25 y | 1 |
| A•••• J••••• M•••••• | Montrose, Co | May 20, 2025 | 20 y | 0 |
| R•••••• L•• F•••••Chartered Financial Consultant | Worley, Id | Jul 11, 2025 | 39 y | 5 |
| B•••• K•••• D•• | Appleton, Wi | Jan 5, 2026 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- W•••••• R••• H••••••• to F••••• I•••••••••Jun 15, 2022 · RIA to RIA
Joined, latest
- R•••••• L•• F••••• from F•••••••• A•••••••• I••••••••• M•••••••••Jul 11, 2025 · RIA to RIA
- T••• H••••• from S•••••••• F•••••••• M••••••••• I••Aug 3, 2022 · Other
- K•••• S•••• S••••••••• from M•••••• A•••••• N••••••Jul 15, 2019 · RIA to a newly registered adviser
- B•••• J• T•••••••• from M•••••• A•••••• N••••••Jul 11, 2019 · RIA to a newly registered adviser
- M•••••• J••••••• M••••• from M•••••• A•••••• N••••••Jul 11, 2019 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from M•••••• A•••••• N••••••Oct 18, 2019 · Montrose, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••••• K••••• S•••• · Presidentcontrolsince 06/2019 · owns 50% to 75%
- T••••••••• B••••• J• · Vice Presidentcontrolsince 06/2019 · owns 10% to 25%
- A•••••••• L••••••• W•••••• · Investment Adviser Representativesince 09/2020 · owns 5% to 10%
- D••••••• A•••••• N••••• · Chief Compliance Officersince 08/2020 · owns 5% to 10%
- K•••••• K•••• A•••••• · Investment Adviser Representativesince 04/2020 · owns 5% to 10%
- M•••••• M••••••• J••••••• · Investment Adviser Representativesince 01/2020 · owns 5% to 10%
Related persons
Schedule D 7.A
- L•••••• A•••••••y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Montrose, Co · principal | 10 | 1 | 0 | ||
| Gunnison, Co | 8 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Gunnison, CO7 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 19, 2026RAUM (Item 5.F) moved from $230,486,824 to $327,341,067 (+42.0%) between the annual amendments of 2025-03-21 and 2026-02-19; the peer median change was +15.0% (4550 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 94% percentile
What changed
consecutive filings, newest first
- Advisory employees · 6 to 7Feb 19, 2026 to May 13, 2026
- BD registered reps · 5 to 6Feb 19, 2026 to May 13, 2026
- Employees · 13 to 14Feb 19, 2026 to May 13, 2026
- State-registered IARs · 8 to 9Feb 19, 2026 to May 13, 2026
- Other offices · 3 to 4Feb 19, 2026 to May 13, 2026
- Accounts · 462 to 574Dec 23, 2025 to Feb 19, 2026
- Advisory employees · 5 to 6Dec 23, 2025 to Feb 19, 2026
- HNW clients · 52 to 74Dec 23, 2025 to Feb 19, 2026
- Individual clients · 393 to 478Dec 23, 2025 to Feb 19, 2026
- Pension plan clients · 6 to 10Dec 23, 2025 to Feb 19, 2026
- Employees · 12 to 13Dec 23, 2025 to Feb 19, 2026
- Financial planning clients · 101-250 to 251-500Dec 23, 2025 to Feb 19, 2026
- State-registered IARs · 7 to 8Dec 23, 2025 to Feb 19, 2026
- Discretionary RAUM · $214M to $308MDec 23, 2025 to Feb 19, 2026
- HNW RAUM · $112M to $170MDec 23, 2025 to Feb 19, 2026
- Individual RAUM · $100M to $134MDec 23, 2025 to Feb 19, 2026
- Non-discretionary RAUM · $16.2M to $19.8MDec 23, 2025 to Feb 19, 2026
- Pension RAUM · $16.2M to $19.8MDec 23, 2025 to Feb 19, 2026
- RAUM · $230M to $327MDec 23, 2025 to Feb 19, 2026
- Financial planning clients · 101-250 to 101-250Jun 6, 2025 to Jul 21, 2025
- Other offices · 1 to 3Jun 6, 2025 to Jul 21, 2025
- Accounts · 986 to 462Feb 6, 2024 to Mar 21, 2025
- Corporate clients · 7 to 10Feb 6, 2024 to Mar 21, 2025
- HNW clients · 45 to 52Feb 6, 2024 to Mar 21, 2025
- Individual clients · 386 to 393Feb 6, 2024 to Mar 21, 2025
- Pension plan clients · 7 to 6Feb 6, 2024 to Mar 21, 2025
- Employees · 11 to 12Feb 6, 2024 to Mar 21, 2025
- Discretionary RAUM · $190M to $214MFeb 6, 2024 to Mar 21, 2025
- HNW RAUM · $96.1M to $112MFeb 6, 2024 to Mar 21, 2025
- Individual RAUM · $93.1M to $100MFeb 6, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $14.2M to $16.2MFeb 6, 2024 to Mar 21, 2025
- Pension RAUM · $14.2M to $16.2MFeb 6, 2024 to Mar 21, 2025
- RAUM · $205M to $230MFeb 6, 2024 to Mar 21, 2025
- Accounts · 951 to 986Feb 3, 2023 to Feb 6, 2024
- Corporate clients · 8 to 7Feb 3, 2023 to Feb 6, 2024
- HNW clients · 34 to 45Feb 3, 2023 to Feb 6, 2024
- Individual clients · 398 to 386Feb 3, 2023 to Feb 6, 2024
- Discretionary RAUM · $173M to $190MFeb 3, 2023 to Feb 6, 2024
- HNW RAUM · $76.0M to $96.1MFeb 3, 2023 to Feb 6, 2024
- Individual RAUM · $94.0M to $93.1MFeb 3, 2023 to Feb 6, 2024
Signals
6 dated events
- W•••••• R••• H••••••• left C••••••• W••••• M••••••••• I••• for F••••• I••••••••• (registered 2022-06-21)Jun 15, 2022 · a•••••• firm change · fact
- W•••••• L•••••• A••••••• (Investment Adviser Representative) appeared on Schedule A of C••••••• W••••• M••••••••• I•••May 25, 2021 · Control person joined · fact
- A•••••• K••• K••••• (Investment Adviser Representative) appeared on Schedule A of C••••••• W••••• M••••••••• I•••May 25, 2021 · Control person joined · fact
- Noelle Ashley Dejulio (Chief Compliance Officer) appeared on Schedule A of C••••••• W••••• M••••••••• I•••Aug 27, 2020 · Control person joined · fact
- Jonathan Michael Murphy (Director) appeared on Schedule A of C••••••• W••••• M••••••••• I•••Jun 3, 2020 · Control person joined · fact
- C••••••• W••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 13, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- cheryl@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kelly@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- leanna@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- melanie@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- noelle@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- stacia@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- alex@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 970-249-0830reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 970-249-9882reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 970-641-0400reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- wealthwithapurpose.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $32.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026