DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• P•••• G••••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedKensington, Mddual registrantIAPD 1709727

Feed of 09/14/2026

Also filed as J••• P•••• G••••••••

At current firm

0 y

since Nov 4, 2025

In the industry

37 y

since Apr 25, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Nov 4, 2025 · Kensington, Md
L•• F•••••••• L•• BD affiliated
Jun 9, 2021 to Nov 6, 2025 · Leesburg, Va
M•• S••••••••• I••• unclassified
Oct 8, 2014 to Jun 9, 2021 · Wilkes-Barre, Pa
S••••••• I••••••••• S•••••••• I••• former
Aug 31, 2009 to Sep 29, 2014 · Laurel, Md
M•• I•••••••• S•••••••• L•• BD affiliated
Jun 16, 2009 to Sep 2, 2009 · Rockville, Md
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Feb 5, 2008 to Feb 9, 2009 · Washington, Dc
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Feb 27, 2008 · Washington, Dc
C••••••• I••••••••• S••••••• unclassified
Sep 15, 2005 to May 29, 2007 · Fairfax, Va
S••••••• I••••••••• S•••••••• I••• former
Jun 26, 2002 to Sep 8, 2005 · Vienna, Va

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Nov 6, 2025, registered Nov 4, 2025 (-2 days) · Affiliated broker-dealer or bank to another
M•• S••••••••• I••• to L•• F•••••••• L••
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
S••••••• I••••••••• S•••••••• I••• to M•• S••••••••• I•••
left Sep 29, 2014, registered Oct 8, 2014 (9 days) · Other
M•• I•••••••• S•••••••• L•• to S••••••• I••••••••• S•••••••• I•••
left Sep 2, 2009, registered Aug 31, 2009 (-2 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Feb 9, 2009, registered Jun 16, 2009 (127 days) · Other
C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Feb 27, 2008, registered Feb 5, 2008 (-22 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
S••••••• I••••••••• S•••••••• I••• to C••••••• I••••••••• S•••••••
left Sep 8, 2005, registered Sep 15, 2005 (7 days) · Other

Signals

J••• P•••• G•••••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-11-04)
Nov 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address