DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gary James Orf
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
3 y
since Aug 10, 2023
In the industry
24 y
since May 1, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Aug 10, 2023 · St Louis, Mo
- Securian Financial Services, Inc. formerJun 25, 2019 to Aug 10, 2023 · St. Louis, Mo
- Gem Holdings LLC unclassifiedOct 18, 2002 to Dec 31, 2008 · St. Charles, Mo
- Argent Capital Management LLC independent RIAJun 25, 2002 to Nov 14, 2002 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Securian Financial Services, Inc. to Cetera Investment Advisers LLCleft Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
- Gem Holdings LLC to Securian Financial Services, Inc.left Dec 31, 2008, registered Jun 25, 2019 (3828 days) · Other
- Argent Capital Management LLC to Gem Holdings LLCleft Nov 14, 2002, registered Oct 18, 2002 (-27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address