DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Maxine Elaine Bolton

Wells Fargo AdvisorswirehouseLos Angeles, Ca dual registrantIAPD 1711557

Feed of 09/15/2026

Also filed as Maxine Elaine Bolton

At current firm

0 y

since Apr 29, 2026

In the industry

35 y

since May 10, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Apr 29, 2026 · Boca Raton, Fl
Stifel, Nicolaus & Company, Incorporated national BD
Jul 9, 2009 to May 7, 2026 · Los Angeles, Ca
Wells Fargo Advisors wirehouse
Jan 1, 2008 to Jul 9, 2009 · Beverly Hills, Ca
A. G. Edwards & Sons, Inc. unclassified
Aug 12, 2005 to Jan 1, 2008 · Beverly Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

Stifel, Nicolaus & Company, Incorporated to Wells Fargo Advisors
left May 7, 2026, registered Apr 29, 2026 (-8 days) · Affiliated broker-dealer or bank to wirehouse
Wells Fargo Advisors to Stifel, Nicolaus & Company, Incorporated
left Jul 9, 2009, registered Jul 9, 2009 (0 days) · Wirehouse to affiliated broker-dealer or bank
A. G. Edwards & Sons, Inc. to Wells Fargo Advisors
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

Maxine Elaine Bolton left Stifel, Nicolaus & Company, Incorporated for Wells Fargo Advisors (registered 2026-04-29)
May 7, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address