DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Joseph Kramer
Chartered Financial Consultant
Feed of 09/16/2026
Also filed as Bob Kramer
At current firm
1 y
since May 27, 2025
In the industry
38 y
since Oct 1, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Prosperity Capital Advisors independent RIA currentsince May 27, 2025 · Ottumwa, Ia
- Spc BD affiliatedAug 1, 2016 to May 27, 2025 · Ottumwa, Ia
- Vsr Advisory Services formerJul 8, 2003 to Aug 2, 2016 · Ottumwa, Ia
- Tower Square Securities, Inc. formerJan 1, 2001 to Jul 11, 2003 · Ottumwa, Ia
Moves
a registration end followed by a registration begin elsewhere
- Spc to Prosperity Capital Advisorsleft May 27, 2025, registered May 27, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Vsr Advisory Services to Spcleft Aug 2, 2016, registered Aug 1, 2016 (-1 days) · Other · moved with a team
- Tower Square Securities, Inc. to Vsr Advisory Servicesleft Jul 11, 2003, registered Jul 8, 2003 (-3 days) · Other
Signals
- Robert Joseph Kramer added a MN registration at Prosperity Capital AdvisorsSep 15, 2026 · New state registration · fact
- Robert Joseph Kramer left Spc for Prosperity Capital Advisors (registered 2025-05-27)May 27, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address