DFX Intelligence
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Registered advisor
R•••••• A••••• A•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
24 y
since Oct 9, 2001
In the industry
31 y
since Jun 8, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• W••••• M••••••••• I•• independent RIA currentsince Oct 9, 2001 · Oakton, Va
- C•••••• F•••••••• G••••• L••• unclassifiedMar 6, 2000 to Feb 13, 2023 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- C•••••• F•••••••• G••••• L••• to A••••••• W••••• M••••••••• I••left Feb 13, 2023, registered Oct 9, 2001 (-7797 days) · Other
Signals
- R•••••• A••••• A••••••• left C•••••• F•••••••• G••••• L••• for A••••••• W••••• M••••••••• I•• (registered 2001-10-09)Feb 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address