DFX Intelligence

RIA Intelligence

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SEC-registered adviser

A••••••• W••••• M••••••••• I••

Independent wealth managerAshburn, VirginiaCRD 117249SEC 801-135547websiteIAPD
Legal name A••••••• W••••• M••••••••• P•••
Latest filing Mar 27, 2026
First filing on the tape Mar 27, 2026 · 1 filings
SEC status approved since Mar 25, 2026
RAUM
$103M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$103M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$51.6M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $103M
HNW client RAUM: $101M
State-registered IARs (5.B.3): 2
Employees (5.A): 2
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$51.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.3MderivedHNW RAUM over HNW clients
Average account
$800,570derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$101M98%
  • Individuals$2.1M2.0%
Individual clients
n/areported
HNW clients
31reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
129reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R•••••• A••••• A•••••••Certified Financial PlannerOakton, VaOct 9, 200131 y1
R•••••• W••••• A•••••••Certified Financial PlannerBethesda, MdJan 30, 201811 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • A•••••••• R••••••• A••••• · Secretary- Treasurer And Ccocontrol
      since 04/2000 · owns 75% or more
    • A•••••••• R••••••• W••••• · Presidentcontrol
      since 01/2021 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • low discretionary shareStatic outlier · filing Mar 27, 2026
      discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)
      peers: independent wealth managers, $100M to $500M (5,678) · 0.0% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    i•••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    703-840-5500reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    A•••••••WEALTH.COMreportedpublic record, Form ADV, Sep 21, 2026
    Principal office phone
    703-840-5500reportedpublic record, Form ADV, Mar 27, 2026
    Contact form
    a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $51.6Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026