DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• A••••••• W•••••

A••••••••• F•••••••• S•••••••• L••national BDHuntsville, Al dual registrantIAPD 1718255

Feed of 09/15/2026

Also filed as Kathy A Wilson

At current firm

1 y

since Oct 4, 2024

In the industry

39 y

since Aug 6, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Oct 4, 2024 · Madison, Al
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 18, 2018 to Oct 1, 2024 · Huntsville, Al
O•••• F•• I••• former
Nov 4, 2009 to Feb 15, 2014 · Huntsville, Al
C••••••• A•••• M••••••••• I•• unclassified
Jan 15, 2009 to Oct 29, 2009 · Huntsville, Al
C••• B•••••••• S•••••••• I••• former
May 30, 2001 to Nov 19, 2008 · Decatur, Al

Moves

a registration end followed by a registration begin elsewhere

F•••• C•••••• A••••••• S••••••• to A••••••••• F•••••••• S•••••••• L••
left Oct 1, 2024, registered Oct 4, 2024 (3 days) · Affiliated broker-dealer or bank to another
O•••• F•• I••• to F•••• C•••••• A••••••• S•••••••
left Feb 15, 2014, registered Dec 18, 2018 (1767 days) · Other
C••••••• A•••• M••••••••• I•• to O•••• F•• I•••
left Oct 29, 2009, registered Nov 4, 2009 (6 days) · Other
C••• B•••••••• S•••••••• I••• to C••••••• A•••• M••••••••• I••
left Nov 19, 2008, registered Jan 15, 2009 (57 days) · Other

Signals

K•••• A••••••• W••••• left F•••• C•••••• A••••••• S••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-10-04)
Oct 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address