DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Maridea Wealth Management
Legal name Maridea Wealth Management LLC
Latest filing Aug 14, 2026
First filing on the tape Apr 18, 2023 · 29 filings
SEC status approved since Jan 31, 2024
RAUM
$959M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
97%
$933M individuals and HNW
Advisors
38
registered through the firm on IAPD
RAUM per advisor
$25.2M
derived; firm RAUM over IAPD count
Employees
48
26 advisory (5.B.1)
Offices
19
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$959M as of Aug 14, 2026
Feb 21, 2025$25.2M then
HNW client RAUM$409M as of Aug 14, 2026
Feb 21, 2025$14.3M then
State-registered IARs (5.B.3)26 as of Aug 14, 2026
Feb 21, 20259 then
Employees (5.A)48 as of Aug 14, 2026
Feb 21, 20259 then
Private funds: no history
RAUM +104% over the last fiscal yearIARs 15 to 26offices 8 to 19
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
- RAUM per advisor
- $25.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $564,678derivedHNW RAUM over HNW clients
- Average account
- $195,498derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.9derived20 offices incl. principal (1.F.5)
- RAUM growth, one year
- +104%derivedbetween the last two annual amendments
- Advisor growth, one year
- +73%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +161%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $309M, 448 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 2derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$524M55%
- High-net-worth individuals$409M43%
- Pension and profit-sharing plans$25.0M2.6%
- Corporations and businesses$430,8980.0%
- Individual clients
- 805reported
- HNW clients
- 725reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4,904reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $309M for 448 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
32 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mier Weijiang Wang | Brooklyn, Ny | Jan 31, 2024 | 13 y | 0 |
| Kenneth Neil BausoCertified Financial Planner, Chartered Financial Analyst | Marfa, Tx | Feb 29, 2024 | 27 y | 1 |
| Thomas Candow Jacobs | Marfa, Tx | Feb 29, 2024 | 13 y | 2 |
| Kenneth Armistice Marriott | Shavano Park, Tx | Sep 20, 2024 | 14 y | 2 |
| Jason Robert OdetteCertified Financial Planner | Brooklyn, Ny | Sep 20, 2024 | 30 y | 5 |
| Christopher Ryan Mcneil | Shavano Park, Tx | Sep 20, 2024 | 16 y | 3 |
| Misty Lynn Marlowe | Brooklyn, Ny | Sep 26, 2024 | 17 y | 1 |
| James Dustin Jedrziewski | Brooklyn, Ny | Sep 30, 2024 | 13 y | 4 |
| Katrena Boujai Shipp | Shavano Park, Tx | Nov 1, 2024 | 20 y | 3 |
| Henry Newbold EllisCertified Financial Planner | Brooklyn, Ny | Feb 18, 2025 | 17 y | 2 |
| Brian Joseph Cathcart | Brooklyn, Ny | Feb 21, 2025 | 21 y | 0 |
| Joseph D Robertson | Brooklyn, Ny | Mar 4, 2025 | 12 y | 1 |
| Brian Robert Sheehy | Brooklyn, Ny | Jul 15, 2025 | 32 y | 2 |
| Bryan Curtis HinmonChartered Financial Analyst | Denver, Co | Jul 15, 2025 | 18 y | 3 |
| Jared Alvah Chase | Brooklyn, Ny | Jul 15, 2025 | 10 y | 2 |
| Michael C Padilla | Golden, Co | Jul 15, 2025 | 18 y | 2 |
| Alden Emerson Rowe | Brooklyn, Ny | Aug 27, 2025 | 10 y | 1 |
| Shanna Joelle Reed | Gilbert, Az | Aug 27, 2025 | 14 y | 2 |
| Dawson GonwickCertified Financial Planner | Brooklyn, Ny | Mar 13, 2026 | 11 y | 0 |
| John James ChichesterCertified Financial Planner, Personal Financial Specialist | Phoenix, Az | Mar 13, 2026 | 25 y | 5 |
| Stephanie Trevino BawolekCertified Financial Planner | Phoenix, Az | Mar 13, 2026 | 13 y | 0 |
| Nicholas John CrowChartered Financial Analyst | Brooklyn, Ny | Apr 9, 2026 | 12 y | 2 |
| Sean Yuxiang Sun | Brooklyn, Ny | Apr 14, 2026 | 11 y | 1 |
| Michael Shawn Anthony | Beverly, Oh | Jun 1, 2026 | 17 y | 3 |
| Dustin Jacob Becker | Brooklyn, Ny | Jun 1, 2026 | 11 y | 1 |
| Keith Donavan Thieman | Brooklyn, Ny | Jun 1, 2026 | 12 y | 2 |
| Stacey Neal Brooks | Brooklyn, Ny | Jun 1, 2026 | 28 y | 2 |
| Rickie Gale Walters | Beverly, Oh | Jun 1, 2026 | 32 y | 2 |
| Brayden Sallee | Brooklyn, Ny | Jun 1, 2026 | 12 y | 1 |
| Richard Paul Pucci | Chicago, Il | Jul 17, 2026 | 23 y | 7 |
| Brian Robert Pultro | New Britain, Pa | Aug 14, 2026 | 10 y | 1 |
| Michael Francis Pultro | New Britain, Pa | Aug 17, 2026 | 39 y | 4 |
Advisor movement
0 left, 12 joined in 12 months
net +12 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Michael Francis Pultro from LPL Financial LLCAug 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brian Robert Pultro from LPL Financial LLCAug 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Richard Paul Pucci from LPL Financial LLCJul 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brayden Sallee from LPL Financial LLCJun 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael Shawn Anthony from LPL Financial LLCJun 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Keith Donavan Thieman from LPL Financial LLCJun 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Dustin Jacob Becker from LPL Financial LLCJun 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Rickie Gale Walters from LPL Financial LLCJun 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Stacey Neal Brooks from LPL Financial LLCJun 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Sean Yuxiang Sun from Huckleberry Capital Management, LLCApr 14, 2026 · Other
- Nicholas John Crow from Hoot Wealth LLCApr 9, 2026 · Other
- John James Chichester from LPL Financial LLCMar 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Shanna Joelle Reed from Cambridge Investment Research Advisors, Inc.Aug 27, 2025 · Affiliated broker-dealer or bank to independent RIA
- Alden Emerson Rowe from Cambridge Investment Research Advisors, Inc.Aug 27, 2025 · Affiliated broker-dealer or bank to independent RIA
- Bryan Curtis Hinmon from Hoot Wealth LLCJul 15, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from LPL Financial LLCAug 28, 2026 · New Britain, Pa
- 2 joined from LPL Financial LLCJun 15, 2026 · San Diego, Ca
- 4 joined from LPL Financial LLCJun 15, 2026 · Chillicothe, Oh
- 4 joined from Hoot Wealth LLCSep 15, 2025 · Denver, Co · Firm absorbed
- 2 joined from Cambridge Investment Research Advisors, Inc.Sep 9, 2025 · Tucson, Az
- 4 joined from Vitalstone Financial, LLCNov 22, 2024 · Shavano Park, Tx · Firm absorbed
- 2 joined from Huckleberry Capital Management, LLCNov 8, 2024 · Marfa, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Pinchas Adam Butbul · Chief Financial Officercontrolsince 01/2025 · owns less than 5%
- John Nicholas Crow · Chief Operating Officercontrolsince 07/2025 · owns less than 5%
- Curtis Bryan Hinmon · Chief Investment Officercontrolsince 07/2025 · owns less than 5%
- Steven Robert Pagliuco · Chief Compliance Officercontrolsince 05/2025 · owns less than 5%
- Yuxiang Sean Sun · Presidentcontrolsince 03/2025 · owns less than 5%
- Weijiang Mier Wang · Managing Partner, Ceo, Iarcontrolsince 04/2023 · owns less than 5%
- Weijiang Mier Wang · Managing Membercontrolsince 03/2023 · owns 75% or more of Maridea Global Capital Management
Entity owners
- Maridea Global Capital Management · Ownerdirect · owns 75% or more
- Maridea Intermediate Sub, LLC · Member / Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- Gagni Wealth Management LLCinvestment adviseryRAUM $59.8M
- Maridea Insurance Company LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Brooklyn, Ny · principal | 38 | 17 | 0 | ||
| Shavano Park, Tx | 6 | 0 | 0 | ||
| Beverly, Oh | 3 | 3 | 0 | ||
| Marietta, Oh | 3 | 3 | 0 | ||
| Daytona Beach, Fl | 2 | 2 | 0 | ||
| Gilbert, Az | 2 | 0 | 0 | ||
| Marfa, Tx | 2 | 0 | 0 | ||
| New Britain, Pa | 2 | 2 | 0 | ||
| Phoenix, Az | 2 | 2 | 0 | ||
| San Antonio, Tx | 2 | 0 | 0 | ||
| Denver, Co | 2 | 1 | 0 | ||
| Chicago, Il | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Shavano Park, TX3 employees
- San Antonio, TX2 employees
- Fremont, CA1 employees
- Red Bank, NJ1 employees
- , 1 employees
ADV anomalies
14 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 14, 2026PAGLIUCO, ROBERT, STEVEN (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-04-18 and 2026-08-14peers: independent wealth managers, $500M to $1B (1,482)
- control person changedChange between filings · filing Aug 14, 2026BUTBUL, ADAM, PINCHAS (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2023-04-18 and 2026-08-14peers: independent wealth managers, $500M to $1B (1,482)
- control person changedChange between filings · filing Aug 14, 2026HINMON, BRYAN, CURTIS (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2023-04-18 and 2026-08-14peers: independent wealth managers, $500M to $1B (1,482)
- control person changedChange between filings · filing Aug 14, 2026CROW, NICHOLAS, JOHN (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2023-04-18 and 2026-08-14peers: independent wealth managers, $500M to $1B (1,482)
- control person changedChange between filings · filing Aug 14, 2026Sun, Sean, Yuxiang (PRESIDENT) appeared on Schedule A between the filings of 2023-04-18 and 2026-08-14peers: independent wealth managers, $500M to $1B (1,482)
- growth on all axesCombination · filing Mar 23, 2026RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $469,226,780 to $958,721,478, advisors 15 to 26, private clients 587 to 1530, offices 8 to 18 (2025-03-26 to 2026-03-23)peers: independent wealth managers, $500M to $1B (1,482)
- new owner headcount expandsCombination · filing Mar 23, 2026MARIDEA INTERMEDIATE SUB, LLC joined Schedule A on the filing of 2026-08-14; advisors 15.0 to 26.0 between the annual amendments of 2025-03-26 and 2026-03-23peers: independent wealth managers, $500M to $1B (1,482)
- RAUM up 50 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $469,226,780 to $958,721,478 (+104.0%) between the annual amendments of 2025-03-26 and 2026-03-23; the peer median change was +16.0% (1385 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 98% percentile
- account count surgeChange between filings · filing Mar 23, 2026accounts (Item 5.F.2.f) moved from 2,509.0 to 4,904.0 (+95.0%) between the annual amendments of 2025-03-26 and 2026-03-23; the peer median change was +6.0% (1256 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 97% percentile
- advisor count surgeChange between filings · filing Mar 23, 2026advisory representatives (Item 5.B.3) moved from 15.0 to 26.0 (+73.0%) between the annual amendments of 2025-03-26 and 2026-03-23; the peer median change was 0.0% (795 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 99% percentile
- client count surgeChange between filings · filing Mar 23, 2026individual and HNW clients (Item 5.D) moved from 587.0 to 1,530.0 (+161.0%) between the annual amendments of 2025-03-26 and 2026-03-23; the peer median change was +5.0% (1216 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 99% percentile
- employee count surgeChange between filings · filing Mar 23, 2026employees (Item 5.A) moved from 21.0 to 48.0 (+129.0%) between the annual amendments of 2025-03-26 and 2026-03-23; the peer median change was 0.0% (596 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (596) · 99% percentile
- HNW share shiftChange between filings · filing Mar 23, 2026HNW share of RAUM moved from 65.0% to 43.0% between the annual amendments of 2025-03-26 and 2026-03-23peers: independent wealth managers, $500M to $1B (1,482)
- office count surgeChange between filings · filing Mar 23, 2026offices other than the principal office (Item 1.F.5) moved from 8.0 to 18.0 (+125.0%) between the annual amendments of 2025-03-26 and 2026-03-23; the peer median change was 0.0% (233 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $500M to $1B (233) · 99% percentile
What changed
consecutive filings, newest first
- Other offices · 18 to 19Jun 5, 2026 to Aug 14, 2026
- Advisory employees · 15 to 26Feb 24, 2026 to Mar 23, 2026
- BD registered reps · 5 to 7Feb 24, 2026 to Mar 23, 2026
- Employees · 21 to 48Feb 24, 2026 to Mar 23, 2026
- State-registered IARs · 15 to 26Feb 24, 2026 to Mar 23, 2026
- Other offices · 13 to 18Feb 24, 2026 to Mar 23, 2026
- Accounts · 2,509 to 4,904Nov 25, 2025 to Jan 30, 2026
- Corporate clients · unset to 25.0Nov 25, 2025 to Jan 30, 2026
- HNW clients · 130 to 725Nov 25, 2025 to Jan 30, 2026
- Individual clients · 457 to 805Nov 25, 2025 to Jan 30, 2026
- Discretionary RAUM · $449M to $934MNov 25, 2025 to Jan 30, 2026
- HNW RAUM · $306M to $409MNov 25, 2025 to Jan 30, 2026
- Individual RAUM · $143M to $524MNov 25, 2025 to Jan 30, 2026
- Non-discretionary RAUM · $20.5M to $25.0MNov 25, 2025 to Jan 30, 2026
- Pension RAUM · $20.5M to $25.0MNov 25, 2025 to Jan 30, 2026
- RAUM · $469M to $959MNov 25, 2025 to Jan 30, 2026
- Related insurance company · false to trueNov 25, 2025 to Jan 30, 2026
- Financial planning clients · 0 to 0Aug 13, 2025 to Nov 25, 2025
- Other offices · 12 to 13Jul 15, 2025 to Aug 13, 2025
- Other offices · 8 to 12Jun 25, 2025 to Jul 15, 2025
- Accounts · 102 to 2,509Feb 21, 2025 to Mar 26, 2025
- Advisory employees · 9 to 15Feb 21, 2025 to Mar 26, 2025
- BD registered reps · 0 to 5Feb 21, 2025 to Mar 26, 2025
- HNW clients · 18 to 130Feb 21, 2025 to Mar 26, 2025
- Individual clients · 44 to 457Feb 21, 2025 to Mar 26, 2025
- Assets in custody · unset to 308512341.0Feb 21, 2025 to Mar 26, 2025
- Custody of client assets · false to trueFeb 21, 2025 to Mar 26, 2025
- Employees · 9 to 21Feb 21, 2025 to Mar 26, 2025
- Insurance-licensed employees · 8 to 2Feb 21, 2025 to Mar 26, 2025
- State-registered IARs · 9 to 15Feb 21, 2025 to Mar 26, 2025
- Other offices · 9 to 8Feb 21, 2025 to Mar 26, 2025
- Discretionary RAUM · $25.2M to $449MFeb 21, 2025 to Mar 26, 2025
- HNW RAUM · $14.3M to $306MFeb 21, 2025 to Mar 26, 2025
- Individual RAUM · $8.4M to $143MFeb 21, 2025 to Mar 26, 2025
- Non-discretionary RAUM · $0 to $20.5MFeb 21, 2025 to Mar 26, 2025
- Pension RAUM · unset to 20478006.0Feb 21, 2025 to Mar 26, 2025
- RAUM · $25.2M to $469MFeb 21, 2025 to Mar 26, 2025
- Related broker-dealer · true to falseFeb 21, 2025 to Mar 26, 2025
- Other offices · 8 to 9Dec 17, 2024 to Feb 21, 2025
- Advisory activities · 5 to 4Sep 16, 2024 to Dec 17, 2024
Signals
11 dated events
- 2 advisors left LPL Financial LLC (New Britain, PA) for Maridea Wealth Management on the same dayAug 28, 2026 · Team lift-out · derived
- 4 advisors left LPL Financial LLC (Marietta, OH) for Maridea Wealth Management on the same dayJun 15, 2026 · Team lift-out · derived
- 2 advisors left LPL Financial LLC (San Diego, CA) for Maridea Wealth Management on the same dayJun 15, 2026 · Team lift-out · derived
- Maridea Wealth Management reported 18 offices beyond its principal office, up from 13 (2026-02-24 to 2026-03-23)Mar 23, 2026 · Office count change · derived
- Maridea Wealth Management reported 26 state-registered advisory representatives, up from 15 (2026-02-24 to 2026-03-23)Mar 23, 2026 · Advisor headcount change · derived
- Maridea Wealth Management reported RAUM $958.7M, up 104% from $469.2M (2025-11-25 to 2026-01-30)Jan 30, 2026 · RAUM change · derived
- Hoot Wealth LLC's advisors moved to Maridea Wealth Management (Denver, CO): 4 of 4 registered, on the same daySep 15, 2025 · Firm absorbed (people side) · derived
- 2 advisors left Cambridge Investment Research Advisors, Inc. (Tucson, AZ) for Maridea Wealth Management on the same daySep 9, 2025 · Team lift-out · derived
- Vitalstone Financial, LLC's advisors moved to Maridea Wealth Management (Shavano Park, TX): 4 of 4 registered, on the same dayNov 22, 2024 · Firm absorbed (people side) · derived
- 2 advisors left Huckleberry Capital Management, LLC (Marfa, TX) for Maridea Wealth Management on the same dayNov 8, 2024 · Team lift-out · derived
- Maridea Wealth Management filed its initial SEC registration (Form ADV)Apr 18, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 347-289-5227reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/vitalstone-financialreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/heritage-financial-strategiesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- marideawealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 347-289-5227reportedpublic record, Form ADV, Aug 14, 2026
- Contact form
- marideawealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- marideawealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $25.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026