RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J••••• B••••••
- I••••••••• A••••••• N•••••• L•• independent RIA currentsince Mar 8, 2021 · Memphis, Tn
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 18, 2017 to Mar 3, 2021 · Henderson, Nv
- S••••••••• A•••••• A•••••••• I••• formerOct 24, 2013 to Jan 22, 2016 · Las Vegas, Nv
- W•••• F•••• A••••••• wirehouseMay 16, 2012 to Aug 13, 2013 · Henderson, Nv
- C•••••••• I••••••••• R••••••• A•••••••• I••• to I••••••••• A••••••• N•••••• L••left Mar 3, 2021, registered Mar 8, 2021 (5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S••••••••• A•••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 22, 2016, registered Aug 18, 2017 (574 days) · Other
- W•••• F•••• A••••••• to S••••••••• A•••••• A•••••••• I•••left Aug 13, 2013, registered Oct 24, 2013 (72 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address