DFX Intelligence
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Registered advisor
M••• S••••• L•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedDowners Grove, Ildual registrantIAPD 1720328
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since Oct 22, 2018
In the industry
38 y
since Oct 14, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 22, 2018 · Downers Grove, Il
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 22, 2018 · Oakbrook Terrace, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 8, 2009 to Jun 1, 2009 · Oakbrook Terrace, Il
- W•••• F•••• A••••••• wirehouseMay 8, 2003 to May 11, 2009 · Schaumburg, Il
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 22, 2018, registered Oct 22, 2018 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left May 11, 2009, registered May 8, 2009 (-3 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address