RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• B• C••••
- T•••• W••••• A•••••••• I••• state registered currentsince Apr 28, 2016 · Wheaton, Il
- R••••• W• B•••• • C•• I••••••••• mixed wealthOct 20, 2011 to Mar 10, 2016 · Chicago, Il
- M••••• S•••••• wirehouseMay 5, 2010 to Sep 22, 2011 · Oak Brook, Il
- R••••• W• B•••• • C•• I••••••••• to T•••• W••••• A•••••••• I•••left Mar 10, 2016, registered Apr 28, 2016 (49 days) · Other
- M••••• S•••••• to R••••• W• B•••• • C•• I•••••••••left Sep 22, 2011, registered Oct 20, 2011 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address