DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Tom Fincher
At current firm
0 y
since Apr 23, 2026
In the industry
38 y
since Feb 25, 1988 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Newedge Advisors BD affiliated currentsince Apr 23, 2026 · Garland, Tx
- Whitestone Wealth Advisors, LLC state registeredMar 13, 2019 to May 11, 2026 · Rowlett, Tx
- Institute For Wealth Consultants, Inc. formerAug 2, 2018 to Nov 7, 2018 · Denver, Co
- Institute For Wealth Advisors, Inc. formerDec 13, 2016 to Jan 16, 2017 · Dallas, Tx
- Institute For Wealth Advisors, Inc. formerJun 17, 2014 to Jan 26, 2015 · Dallas, Tx
- Onyx Wealth Advisors, Inc. formerOct 23, 2007 to May 1, 2012 · Dallas, Tx
- Transamerica Financial Advisors, LLC BD affiliatedJun 20, 2007 to Oct 26, 2007 · Heath, Tx
Moves
a registration end followed by a registration begin elsewhere
- Whitestone Wealth Advisors, LLC to Newedge Advisorsleft May 11, 2026, registered Apr 23, 2026 (-18 days) · Other
- Institute For Wealth Consultants, Inc. to Whitestone Wealth Advisors, LLCleft Nov 7, 2018, registered Mar 13, 2019 (126 days) · Other
- Institute For Wealth Advisors, Inc. to Institute For Wealth Consultants, Inc.left Jan 16, 2017, registered Aug 2, 2018 (563 days) · channel change inside one enterprise, not a move
- Onyx Wealth Advisors, Inc. to Institute For Wealth Advisors, Inc.left May 1, 2012, registered Jun 17, 2014 (777 days) · Other
- Transamerica Financial Advisors, LLC to Onyx Wealth Advisors, Inc.left Oct 26, 2007, registered Oct 23, 2007 (-3 days) · Other
Signals
- Tommy Edward Fincher left Whitestone Wealth Advisors, Llc for Newedge Advisors (registered 2026-04-23)May 11, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address