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Registered advisor
G••••• F•••••••• L•••••••
Feed of 09/14/2026
Also filed as Fred L•••••••
At current firm
2 y
since May 7, 2024
In the industry
38 y
since Nov 3, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L••••••• C•••••• A•••••••• L•• state registered currentsince May 7, 2024 · Leland, Nc
- R•• C•••••• M••••••• L•• national BDApr 2, 2008 to May 5, 2011 · C•••• C••••, Md
- W•••• F•••• A••••••• wirehouseFeb 25, 2003 to Mar 10, 2008 · Washington, Dc
- C•••• C•••• F•••••••• S••••••• unclassifiedAug 5, 1998 to Dec 19, 2002 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to L••••••• C•••••• A•••••••• L••left May 5, 2011, registered May 7, 2024 (4751 days) · Affiliated broker-dealer or bank to a state-registered adviser
- W•••• F•••• A••••••• to R•• C•••••• M••••••• L••left Mar 10, 2008, registered Apr 2, 2008 (23 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• C•••• F•••••••• S••••••• to W•••• F•••• A•••••••left Dec 19, 2002, registered Feb 25, 2003 (68 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address