DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony Agosta
Feed of 09/14/2026
Also filed as Tony Agosta
At current firm
12 y
since May 29, 2014
In the industry
38 y
since Oct 22, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince May 29, 2014 · Farmington Hills, Mi
- Wells Fargo Advisors wirehouseJan 26, 2009 to May 29, 2014 · Troy, Mi
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 24, 2006 to Dec 31, 2006 · Bloomfield Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Raymond James & Associates, Inc.left May 29, 2014, registered May 29, 2014 (0 days) · Wirehouse to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Dec 31, 2006, registered Jan 26, 2009 (757 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address