RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• B••• R•••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 1, 2026 · Knoxville, Tn
- F•••• T•••••••• A••••••• S•••••••• I••• formerJun 25, 2009 to Oct 25, 2010 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• formerMay 20, 2009 to Oct 25, 2010 · Knoxville, Tn
- C•••••• S••••• • C••• I••• national BDApr 1, 2003 to Apr 13, 2009 · Knoxville, Tn
- F•••• T•••••••• A••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 25, 2010, registered Jan 1, 2026 (5547 days) · Other
- F•••• H•••••• A•••••••• I•• to F•••• T•••••••• A••••••• S•••••••• I•••left Oct 25, 2010, registered Jun 25, 2009 (-487 days) · Other
- C•••••• S••••• • C••• I••• to F•••• H•••••• A•••••••• I••left Apr 13, 2009, registered May 20, 2009 (37 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address